Pine River Capital Management’s Rockwell Automation ROK Stock Holding History

Pine River Capital Management’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-1,319	Closed	-$235K	–	29
2017 Q3	$235K	Sell	1,319 -20,305	-94%	-$3.38M	0.02%	39
2017 Q2	$3.5M	Sell	21,624 -17,585	-45%	-$2.77M	0.09%	71
2017 Q1	$6.11M	Sell	39,209 -15,522	-28%	-$2.32M	0.12%	68
2016 Q4	$7.36M	Buy	+54,731	New	+$6.99M	0.27%	70
2015 Q4	–	Sell	-5,000	Closed	-$507K	–	727
2015 Q3	$507K	Buy	+5,000	New	+$566K	0.01%	482
2015 Q1	–	Sell	-26,000	Closed	-$2.89M	–	771
2014 Q4	$2.89M	Buy	26,000 +14,677	+130%	+$1.61M	0.04%	342
2014 Q3	$1.24M	Buy	+11,323	New	+$1.33M	0.01%	565

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Pine River Capital Management's ROK Position: Q4 2017 in Review

Pine River Capital Management sold out of Rockwell Automation (ROK) in Q4 2017, closing a stake of 1,319 shares — an estimated $235K sold.

Pine River Capital Management first reported a position in ROK in Q3 2014 and held it in 7 quarters. The position peaked at $7.36M in Q4 2016. 802 funds tracked by Wall St. Rank hold ROK as of Q4 2017.

Pine River Capital Management reported no remaining Rockwell Automation position as of Q4 2017 after selling out during the quarter.
Pine River Capital Management sold 1,319 Rockwell Automation shares in Q4 2017, an estimated $235K.
Pine River Capital Management first reported a position in Rockwell Automation in Q3 2014 and held it in 7 quarters.
Pine River Capital Management's Rockwell Automation position peaked at $7.36M in Q4 2016.
802 funds tracked by Wall St. Rank held Rockwell Automation as of Q4 2017.

Based on Pine River Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.