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Rockwell Automation

572 hedge funds and large institutions have $12.1B invested in Rockwell Automation in 2013 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 185 increasing their positions, 208 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

106% more call options, than puts

Call options by funds: $41.7M | Put options by funds: $20.3M

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

9% more capital invested

Capital invested by funds: $11B → $12.1B (+$1.04B)

9% more funds holding

Funds holding: 525572 (+47)

0.83% less ownership

Funds ownership: 74.03%73.2% (-0.83%)

11% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 208

Holders
572
Holders Change
+47
Holders Change %
+8.95%
% of All Funds
16.6%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
80
Increased
185
Reduced
208
Closed
27
Calls
$41.7M
Puts
$20.3M
Net Calls
+$21.5M
Net Calls Change
-$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PA
376
Profund Advisors
Maryland
$646K +$148K +1,335 +32%
WKA
377
Wilson Kemp & Associates
Michigan
$644K -$294K -2,650 -33%
PAG
378
Private Advisor Group
New Jersey
$638K +$600K +5,400 New
MCWS
379
McKinley Carter Wealth Services
West Virginia
$635K -$280K -2,521 -32%
NB
380
Norinchukin Bank
Japan
$612K -$3.11K -28 -0.5%
GCP
381
GSA Capital Partners
United Kingdom
$604K +$568K +5,109 New
WSCM
382
Wellington Shields Capital Management
New York
$591K -$33.3K -300 -6%
BPCE
383
Bank Pictet & Cie (Europe)
Germany
$586K +$551K +4,960 New
OC
384
Oarsman Capital
Wisconsin
$584K
CI
385
Conning Inc
Connecticut
$584K +$80K +720 +17%
UBWV
386
United Bank (West Virginia)
West Virginia
$583K +$80.6K +725 +17%
KRSITF
387
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$580K -$3.22K -29 -0.6%
NRS
388
Neville Rodie & Shaw
New York
$579K
DT
389
Diversified Trust
Tennessee
$577K
LWM
390
Lyons Wealth Management
Florida
$568K +$534K +4,808 New
PTC
391
Private Trust Company
Ohio
$560K
MERSOM
392
Municipal Employees' Retirement System of Michigan
Michigan
$555K
FCFC
393
First Commonwealth Financial Corp
Pennsylvania
$535K -$47.7K -429 -9%
LTFS
394
Ladenburg Thalmann Financial Services
Florida
$532K -$55.2K -497 -10%
BTW
395
Boston Trust Walden
Massachusetts
$532K
HFS
396
HL Financial Services
Kentucky
$528K
Daiwa Securities Group
397
Daiwa Securities Group
Japan
$522K +$13.3K +120 +3%
DCMA
398
Daiwa Capital Markets America
New York
$522K +$491K +4,420 New
AA
399
ALPS Advisors
Colorado
$521K +$242K +2,178 +92%
DL
400
Delta Lloyd
Netherlands
$519K +$81.7K +735 +20%

ROK Hedge Fund Activity: Q4 2013 in Review

572 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2013, worth a combined $12.1B — up 9.4% from $11B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 27 closed out — a net gain of 53 holders — while 185 added to existing stakes and 208 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $99.2M. The largest seller was Harris Associates, cutting an estimated $251M.

  • 572 institutional investors held Rockwell Automation (ROK) as of Q4 2013, up from 525 in Q3 2013.
  • Funds reported $12.1B of Rockwell Automation stock for Q4 2013, up 9.4% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q4 2013 and 27 closed out, a net change of +53 holders.
  • The largest Rockwell Automation buyer in Q4 2013 was Wellington Management Group, an estimated $99.2M added.
  • The largest Rockwell Automation seller in Q4 2013 was Harris Associates, an estimated $251M sold.

Based on aggregated 13F filings for Q4 2013.