ALPS Advisors’s Rockwell Automation ROK Stock Holding History

ALPS Advisors’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.35M	Buy	3,753 +986	+36%	+$389K	0.01%	502
2025 Q4	$1.08M	Buy	2,767 +269	+11%	+$101K	0.01%	548
2025 Q3	$873K	Buy	2,498 +1,140	+84%	+$394K	﹤0.01%	570
2025 Q2	$451K	Buy	+1,358	New	+$387K	﹤0.01%	673
2024 Q1	–	Sell	-1,088	Closed	-$338K	–	1051
2023 Q4	$338K	Sell	1,088 -60	-5%	-$16.8K	﹤0.01%	789
2023 Q3	$328K	Buy	1,148 +48	+4%	+$14.8K	﹤0.01%	767
2023 Q2	$362K	Buy	1,100 +10	+0.9%	+$2.89K	﹤0.01%	699
2023 Q1	$320K	Buy	+1,090	New	+$310K	﹤0.01%	803
2022 Q3	–	Sell	-6,309	Closed	-$1.26M	–	1170
2022 Q2	$1.26M	Buy	+6,309	New	+$1.42M	0.01%	420
2022 Q1	–	Sell	-1,174	Closed	-$410K	–	941
2021 Q4	$410K	Buy	1,174 +14	+1%	+$4.63K	﹤0.01%	634
2021 Q3	$341K	Sell	1,160 -152	-12%	-$46.7K	﹤0.01%	788
2021 Q2	$375K	Hold	1,312	–	–	﹤0.01%	627
2021 Q1	$348K	Buy	1,312 +147	+13%	+$37.5K	﹤0.01%	597
2020 Q4	$292K	Sell	1,165 -36	-3%	-$8.81K	﹤0.01%	732
2020 Q3	$265K	Sell	1,201 -104	-8%	-$23.2K	﹤0.01%	666
2020 Q2	$278K	Sell	1,305 -144	-10%	-$27.9K	﹤0.01%	584
2020 Q1	$219K	Sell	1,449 -4,791	-77%	-$888K	﹤0.01%	716
2019 Q4	$1.26M	Sell	6,240 -246	-4%	-$45.6K	0.01%	281
2019 Q3	$1.07M	Sell	6,486 -385	-6%	-$60.8K	0.01%	289
2019 Q2	$1.13M	Sell	6,871 -5,498	-44%	-$929K	0.01%	303
2019 Q1	$2.17M	Sell	12,369 -842	-6%	-$143K	0.02%	217
2018 Q4	$1.99M	Buy	13,211 +136	+1%	+$22.7K	0.02%	222
2018 Q3	$2.45M	Buy	+13,075	New	+$2.34M	0.02%	225
2018 Q1	–	Sell	-3,162	Closed	-$621K	–	973
2017 Q4	$621K	Sell	3,162 -15	-0.5%	-$2.86K	﹤0.01%	374
2017 Q3	$566K	Sell	3,177 -330	-9%	-$54.9K	﹤0.01%	358
2017 Q2	$568K	Buy	3,507 +42	+1%	+$6.63K	﹤0.01%	391
2017 Q1	$540K	Buy	+3,465	New	+$518K	﹤0.01%	336
2016 Q1	–	Sell	-4,976	Closed	-$511K	–	742
2015 Q4	$511K	Sell	4,976 -107	-2%	-$11.2K	0.01%	431
2015 Q3	$5.16K	Buy	5,083 +65	+1%	+$7.36K	0.01%	320
2015 Q2	$625K	Buy	5,018 +45	+0.9%	+$5.42K	0.01%	271
2015 Q1	$577K	Buy	+4,973	New	+$559K	﹤0.01%	231
2014 Q3	–	Sell	-5,205	Closed	-$651K	–	686
2014 Q2	$651K	Buy	5,205 +124	+2%	+$15.3K	0.01%	276
2014 Q1	$633K	Buy	5,081 +543	+12%	+$64.5K	0.01%	190
2013 Q4	$521K	Buy	4,538 +2,178	+92%	+$242K	0.01%	330
2013 Q3	$252K	Buy	+2,360	New	+$231K	﹤0.01%	389

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

ALPS Advisors's ROK Position: Q1 2026 in Review

ALPS Advisors increased its Rockwell Automation (ROK) stake by 36% in Q1 2026, buying an estimated $389K and bringing the position to 3,753 shares worth $1.35M. The position accounts for 0.01% of the portfolio, ranked #502.

ALPS Advisors first reported a position in ROK in Q3 2013 and has held it in 35 quarters since. The position peaked at $2.45M in Q3 2018. 1,414 funds tracked by Wall St. Rank hold ROK as of Q1 2026.

ALPS Advisors held 3,753 shares of Rockwell Automation worth $1.35M as of Q1 2026.
ALPS Advisors bought 986 Rockwell Automation shares in Q1 2026, an estimated $389K.
Rockwell Automation made up 0.01% of ALPS Advisors's portfolio in Q1 2026, its #502 holding.
ALPS Advisors first reported a position in Rockwell Automation in Q3 2013 and has held it in 35 quarters since.
ALPS Advisors's Rockwell Automation position peaked at $2.45M in Q3 2018.
1,414 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2026.

Based on ALPS Advisors's 13F filing for Q1 2026, filed 8 May 2026.