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Rockwell Automation
ROK

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626 → 656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

1.14% less ownership

Funds ownership: 73.65% → 72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M

Top Buyers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
+$89.5M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$78.6M
3
Millennium Management
Millennium Management
New York
+$56.4M
4
Bank of New York Mellon
Bank of New York Mellon
New York
+$48.9M
5
Alyeska Investment Group
Alyeska Investment Group
Illinois
+$46.7M

Top Sellers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
-$147M
2
Harris Associates
Harris Associates
Illinois
-$144M
3
GIM
Generation Investment Management
United Kingdom
-$121M
4
EVM
Eaton Vance Management
Massachusetts
-$114M
5
CLM
ClearBridge LLC (Maryland)
Maryland
-$90.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
301
Susquehanna International Group
Pennsylvania
$1.44M -$4.72M -36,974 -78%
WAM
302
World Asset Management
Michigan
$1.44M -$118K -926 -8%
CBOA
303
Commonwealth Bank of Australia
Australia
$1.41M +$171K +1,339 +15%
Mariner
304
Mariner
Kansas
$1.39M -$143K -1,120 -10%
Nomura Holdings
305
Nomura Holdings
Japan
$1.39M +$1.31M +10,287 New
MM
306
Midas Management
New York
$1.38M – – –
CIM
307
Calvert Investment Management
Maryland
$1.37M -$113K -883 -8%
NSEDCP
308
NJ State Employees Deferred Compensation Plan
New Jersey
$1.34M – – –
LMGAM
309
Liberty Mutual Group Asset Management
Massachusetts
$1.34M -$63.9K -500 -5%
SMDAM
310
Sumitomo Mitsui DS Asset Management
Japan
$1.33M -$22.4K -175 -2%
ECM
311
Everence Capital Management
Indiana
$1.31M +$37.6K +294 +3%
SIM
312
Sentry Investment Management
Wisconsin
$1.31M -$112K -880 -8%
AR
313
Advisory Research
Illinois
$1.27M +$1.21M +9,459 New
KRS
314
Kentucky Retirement Systems
Kentucky
$1.25M -$74.7K -585 -6%
QSS
315
Quantitative Systematic Strategies
Florida
$1.23M +$1.16M +9,086 New
BNP Paribas Asset Management
316
BNP Paribas Asset Management
France
$1.22M -$2.26M -17,680 -66%
SLAM
317
Swiss Life Asset Management
$1.19M +$155K +1,210 +16%
BHWM
318
Bar Harbor Wealth Management
New Hampshire
$1.19M -$7.92K -62 -0.7%
CAM
319
CG Asset Management
New York
$1.19M – – –
SI
320
SII Investments
Wisconsin
$1.19M +$1.92K +15 +0.2%
AIM
321
Acropolis Investment Management
Missouri
$1.18M -$19.2K -150 -2%
CWM
322
CIBC World Markets
New York
$1.18M +$1.12M +8,773 New
Truist Financial
323
Truist Financial
North Carolina
$1.17M -$48.8K -382 -4%
SCA
324
Snowden Capital Advisors
New York
$1.15M +$1.09M +8,525 New
WBC
325
Westpac Banking Corp
Australia
$1.15M – – –
11 12
13
14 15

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.