Advisory Research’s Rockwell Automation ROK Stock Holding History

Advisory Research’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-1,401	Closed	-$351K	–	387
2020 Q4	$351K	Sell	1,401 -75	-5%	-$18.3K	0.03%	281
2020 Q3	$326K	Buy	+1,476	New	+$330K	0.03%	267
2019 Q3	–	Sell	-1,487	Closed	-$244K	–	353
2019 Q2	$244K	Buy	+1,487	New	+$251K	﹤0.01%	347
2018 Q4	–	Sell	-1,969	Closed	-$369K	–	390
2018 Q3	$369K	Buy	+1,969	New	+$352K	0.01%	325
2018 Q2	–	Sell	-1,205	Closed	-$210K	–	390
2018 Q1	$210K	Sell	1,205 -1,336	-53%	-$254K	﹤0.01%	362
2017 Q4	$499K	Sell	2,541 -3,835	-60%	-$731K	0.01%	329
2017 Q3	$1.14M	Sell	6,376 -3,985	-38%	-$663K	0.02%	287
2017 Q2	$1.68M	Sell	10,361 -5,407	-34%	-$853K	0.03%	243
2017 Q1	$2.46M	Buy	15,768 +6,309	+67%	+$943K	0.04%	223
2016 Q4	$1.27M	Buy	+9,459	New	+$1.21M	0.02%	254
2014 Q2	–	Sell	-560	Closed	-$70K	–	613
2014 Q1	$70K	Buy	+560	New	+$66.5K	﹤0.01%	522

Other funds holding ROK

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Advisory Research's ROK Position: Q1 2021 in Review

Advisory Research sold out of Rockwell Automation (ROK) in Q1 2021, closing a stake of 1,401 shares — an estimated $351K sold.

Advisory Research first reported a position in ROK in Q1 2014 and held it in 11 quarters. The position peaked at $2.46M in Q1 2017. 972 funds tracked by Wall St. Rank hold ROK as of Q1 2021.

Advisory Research reported no remaining Rockwell Automation position as of Q1 2021 after selling out during the quarter.
Advisory Research sold 1,401 Rockwell Automation shares in Q1 2021, an estimated $351K.
Advisory Research first reported a position in Rockwell Automation in Q1 2014 and held it in 11 quarters.
Advisory Research's Rockwell Automation position peaked at $2.46M in Q1 2017.
972 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2021.

Based on Advisory Research's 13F filing for Q1 2021, filed 12 May 2021.