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Rockwell Automation

656 hedge funds and large institutions have $12.6B invested in Rockwell Automation in 2016 Q4 according to their latest regulatory filings, with 85 funds opening new positions, 191 increasing their positions, 256 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more call options, than puts

Call options by funds: $122M | Put options by funds: $61.1M

89% more first-time investments, than exits

New positions opened: 85 | Existing positions closed: 45

8% more capital invested

Capital invested by funds: $11.7B → $12.6B (+$958M)

5% more funds holding

Funds holding: 626656 (+30)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

1.14% less ownership

Funds ownership: 73.65%72.51% (-1.1%)

25% less repeat investments, than reductions

Existing positions increased: 191 | Existing positions reduced: 256

Holders
656
Holders Change
+30
Holders Change %
+4.79%
% of All Funds
16.4%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.17%
New
85
Increased
191
Reduced
256
Closed
45
Calls
$122M
Puts
$61.1M
Net Calls
+$61M
Net Calls Change
+$30.1M
Name Holding Trade Value Shares
Change
Change in
Stake
PGA
251
Portland Global Advisors
Maine
$2.48M +$43.4K +340 +2%
B
252
Barings
North Carolina
$2.37M +$1.12M +8,740 +99%
Skandinaviska Enskilda Banken (SEB)
253
Skandinaviska Enskilda Banken (SEB)
Sweden
$2.36M -$903K -7,067 -29%
MSA
254
Mason Street Advisors
Wisconsin
$2.36M +$4.6K +36 +0.2%
NPT
255
Nixon Peabody Trust
Massachusetts
$2.33M +$65.8K +515 +3%
Nomura Asset Management
256
Nomura Asset Management
Japan
$2.31M -$76.6K -600 -3%
FMII
257
Farmers & Merchants Investments Inc
Nebraska
$2.31M +$34.7K +272 +2%
CA
258
Commerzbank Aktiengesellschaft
Germany
$2.28M +$222K +1,739 +11%
Jane Street
259
Jane Street
New York
$2.27M +$1.31M +10,226 +153%
Janus Henderson Group
260
Janus Henderson Group
United Kingdom
$2.23M +$301K +2,359 +17%
RT
261
Rockland Trust
Massachusetts
$2.22M -$72.8K -570 -3%
DL
262
Delta Lloyd
Netherlands
$2.19M +$469K +3,672 +29%
ABP
263
Arthur B. Page
$2.18M +$38.3K +300 +2%
TRSOTSOK
264
Teachers Retirement System of the State of Kentucky
Kentucky
$2.18M -$204K -1,600 -9%
CIBC Asset Management
265
CIBC Asset Management
Ontario, Canada
$2.1M -$164K -1,281 -8%
LTFS
266
Ladenburg Thalmann Financial Services
Florida
$2.1M +$305K +2,386 +18%
QC
267
Quadrature Capital
United Kingdom
$2.08M +$1.98M +15,502 New
GP
268
GLG Partners
United Kingdom
$2.08M -$383K -3,000 -16%
BGIM
269
Brandywine Global Investment Management
Pennsylvania
$2.08M -$14.6M -114,697 -88%
JG
270
Jefferies Group
New York
$2.03M +$698K +5,463 +57%
BFIM
271
Beese Fulmer Investment Management
Ohio
$1.99M -$25.5K -200 -1%
NMIMC
272
Northwestern Mutual Investment Management Company
Wisconsin
$1.98M +$245K +1,921 +15%
Stifel Financial
273
Stifel Financial
Missouri
$1.97M -$854K -6,686 -31%
MJP
274
Michael J. Puzo
$1.95M +$25.5K +200 +1%
NIC
275
Northwest Investment Counselors
Oregon
$1.89M +$36.3K +284 +2%

ROK Hedge Fund Activity: Q4 2016 in Review

656 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2016, worth a combined $12.6B — up 8.2% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 85 funds opened new ROK positions and 45 closed out — a net gain of 40 holders — while 191 added to existing stakes and 256 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $89.5M. The largest seller was Lazard Asset Management, cutting an estimated $147M.

  • 656 institutional investors held Rockwell Automation (ROK) as of Q4 2016, up from 626 in Q3 2016.
  • Funds reported $12.6B of Rockwell Automation stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 85 funds opened new Rockwell Automation positions in Q4 2016 and 45 closed out, a net change of +40 holders.
  • The largest Rockwell Automation buyer in Q4 2016 was Wellington Management Group, an estimated $89.5M added.
  • The largest Rockwell Automation seller in Q4 2016 was Lazard Asset Management, an estimated $147M sold.

Based on aggregated 13F filings for Q4 2016.