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RIV

RiverNorth Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
CoreCap Advisors
Michigan
$295K -$48K -4,100 -15%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$295K +$597 +51 +0.2%
OWA
28
Opal Wealth Advisors
New York
$265K +$253K +21,641 New
UBS Group
29
UBS Group
Switzerland
$249K
WIM
30
Westside Investment Management
California
$245K
SWM
31
SeaCrest Wealth Management
New York
$237K +$726 +62 +0.3%
HighTower Advisors
32
HighTower Advisors
Illinois
$236K
NA
33
NewEdge Advisors
Louisiana
$228K -$8.19K -700 -4%
PAG
34
Private Advisor Group
New Jersey
$213K -$105K -8,948 -34%
SFA
35
Sequoia Financial Advisors
Ohio
$172K
CW
36
Channel Wealth
California
$152K
CIBC Private Wealth Group
37
CIBC Private Wealth Group
Georgia
$139K
SFC
38
Strategic Financial Concepts
Texas
$132K
WAM
39
WealthTrust Asset Management
Florida
$132K -$42.2K -3,608 -25%
BlackRock
40
BlackRock
New York
$67.8K +$64.7K +5,528 New
OLVIG
41
Oliver Lagore Vanvalin Investment Group
Michigan
$40.1K +$39.8K +3,400 New
National Bank of Canada
42
National Bank of Canada
Quebec, Canada
$32.3K
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$12K
LC
44
Luminist Capital
Michigan
$6.62K
GWM
45
Geneos Wealth Management
Colorado
$3.8K
AAS
46
Ameritas Advisory Services
Nebraska
$1.23K +$1.17K +100 New
FFA
47
Farther Finance Advisors
California
$1.02K
SS
48
Sunbelt Securities
Texas
$117 +$117 +10 New
BRWA
49
B. Riley Wealth Advisors
Florida
-$2.64M -224,088 Closed
AWS
50
Atria Wealth Solutions
New York
-$340K -28,850 Closed