RCS

PIMCO Strategic Income Fund
RCS

Overview Fund Activity

43 hedge funds and large institutions have $13.5M invested in PIMCO Strategic Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
12
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$353K
2
CAN
2
Cetera Advisor Networks
California
$146K
3
Nomura Holdings
3
Nomura Holdings
Japan
$145K
4
Goldman Sachs
4
Goldman Sachs
New York
$128K
5
DA
5
Doliver Advisors
Texas
$114K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
MBT
2
Monroe Bank & Trust
Michigan
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$229K
4
NL
4
NWAM LLC
Washington
$0
5
NPC
5
National Planning Corporation
California
$1.03M
Name Holding Trade Value Shares
Change 		Shares
Change %
1SB
26
1ST Source Bank
Indiana
$116K +$118 +12 +0.1%
Stifel Financial
27
Stifel Financial
Missouri
$115K -$9.87K -1,000 -8%
DA
28
Doliver Advisors
Texas
$114K +$114K +11,592 New
Creative Planning
29
Creative Planning
Kansas
$103K – – –
ClearBridge Investments
30
ClearBridge Investments
New York
$102K – – –
ST
31
Smithfield Trust
Pennsylvania
$79K – – –
MFS
32
MSI Financial Services
Massachusetts
$69K +$24.6K +2,500 +55%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$51K – – –
First Manhattan
34
First Manhattan
New York
$49K – – –
NFG
35
Next Financial Group
Texas
$49K +$49K +4,956 New
NES
36
New England Securities
New York
$40K – – –
FANJ
37
Financial Architects (New Jersey)
New Jersey
$30K – – –
PFS
38
Prospera Financial Services
Texas
$28K +$712 +3,531 +3%
RFA
39
Reilly Financial Advisors
California
$15K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$13K – – –
1IC
41
1919 Investment Counsel
Maryland
$13K – – –
FMII
42
Farmers & Merchants Investments Inc
Nebraska
$4K +$4K +400 New
WEC
43
Winslow Evans & Crocker
Massachusetts
$2.47K – – –
SIA
44
Sit Investment Associates
Minnesota
– -$1.01M -94,645 Closed
MBT
45
Monroe Bank & Trust
Michigan
– -$214K -20,000 Closed
NL
46
NWAM LLC
Washington
– -$150K -14,004 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$7K -680 Closed
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