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Northern Trust Quality Dividend Defensive ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$129M +$10.6M +311,305 +9%
3AM
2
3D Asset Management
Connecticut
$24.5M -$2.6M -76,495 -10%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.49M -$782K -23,048 -8%
LNB
4
Ledyard National Bank
$3.23M -$170K -5,000 -5%
Bank of America
5
Bank of America
North Carolina
$2.21M +$327K +9,621 +19%
LPL Financial
6
LPL Financial
California
$2.02M +$999K +29,440 +109%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.32M -$268K -7,897 -18%
AI
8
Atria Investments
North Carolina
$865K -$117K -3,439 -13%
UBS Group
9
UBS Group
Switzerland
$748K +$704K +20,737 New
SPC
10
Sigma Planning Corp
Michigan
$605K -$20.1K -592 -3%
VFS
11
VSR Financial Services
Kansas
$481K +$80.5K +2,373 +22%
Morgan Stanley
12
Morgan Stanley
New York
$296K +$167K +4,911 +149%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$208K -$19.8K -584 -9%
SG Americas Securities
14
SG Americas Securities
New York
$113K +$106K +3,130 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$59K
Creative Planning
16
Creative Planning
Kansas
$19K +$18.2K +535 New
AIG
17
American International Group
New York
$11K -$4.58K -135 -30%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$6K +$102 +3 +2%
Jane Street
19
Jane Street
New York
-$2.85M -82,402 Closed
BAAM
20
Baker Avenue Asset Management
California
-$1.26M -36,299 Closed
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
-$1.13M -32,560 Closed
Citadel Advisors
22
Citadel Advisors
Florida
-$500K -14,461 Closed
AFP
23
Ausdal Financial Partners
Iowa
-$7K -200 Closed