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Northern Trust Quality Dividend Defensive ETF
QDEF

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$193M -$7.26M -157,808 -4%
RW
2
RVW Wealth
California
$15M +$512K +11,130 +4%
KAS
3
Kestra Advisory Services
Texas
$6.6M +$1.35M +29,284 +27%
CAN
4
Cetera Advisor Networks
California
$6.44M +$500K +10,862 +9%
CF
5
Centaurus Financial
California
$6.15M +$3.33M +72,507 +130%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5M -$216K -4,698 -4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.97M +$837K +18,202 +21%
LPL Financial
8
LPL Financial
California
$4.76M +$107K +2,330 +2%
WAS
9
Wealth Advisory Solutions
Indiana
$4.39M +$567K +12,334 +16%
PAG
10
Private Advisor Group
New Jersey
$4.21M +$182K +3,948 +5%
Morgan Stanley
11
Morgan Stanley
New York
$3.77M +$233K +5,060 +7%
AIC
12
Ameritas Investment Company
Nebraska
$3.56M +$1.49M +32,464 +78%
AI
13
Atria Investments
North Carolina
$3.01M +$355K +7,717 +14%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.86M +$322K +7,012 +13%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.75M -$1.51M -32,811 -36%
AWM
16
AE Wealth Management
Kansas
$2.65M -$101K -2,199 -4%
RW
17
REDW Wealth
New Mexico
$2.44M +$807K +17,550 +53%
Osaic Holdings
18
Osaic Holdings
Arizona
$2.01M -$2.03M -44,116 -51%
RFN
19
RDA Financial Network
Iowa
$1.88M +$17K +370 +1%
AFP
20
Ausdal Financial Partners
Iowa
$1.77M -$42.4K -923 -2%
SDH
21
Sloy Dahl & Holst
Washington
$1.39M -$72.4K -1,575 -5%
Bank of America
22
Bank of America
North Carolina
$1.33M +$139K +3,018 +12%
LNB
23
Ledyard National Bank
$1.28M -$231K -5,033 -16%
SPC
24
Sigma Planning Corp
Michigan
$1.28M -$60.4K -1,314 -5%
CC
25
Courier Capital
New York
$1.07M +$34.3K +745 +3%
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