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Northern Trust Quality Dividend Defensive ETF
QDEF

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$178M +$9.45M +177,713 +5%
RW
2
RVW Wealth
California
$17.1M -$1.5M -28,272 -8%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.71M +$5.33M +100,164 +135%
KAS
4
Kestra Advisory Services
Texas
$6.13M -$794K -14,930 -11%
LPL Financial
5
LPL Financial
California
$5.6M -$1.06M -19,894 -15%
ACA
6
Aspire Capital Advisors
Washington
$5.35M +$205K +3,857 +4%
AAS
7
Ameritas Advisory Services
Nebraska
$4.37M -$5.22M -98,097 -53%
Morgan Stanley
8
Morgan Stanley
New York
$3.49M +$26.9K +505 +0.7%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.2M +$1.06M +19,858 +45%
RW
10
REDW Wealth
New Mexico
$3.09M +$213K +4,000 +7%
AWM
11
AE Wealth Management
Kansas
$2.81M -$64.5K -1,213 -2%
SDH
12
Sloy Dahl & Holst
Washington
$2.8M +$12.5K +235 +0.4%
MML Investors Services
13
MML Investors Services
Massachusetts
$2.54M +$1.09M +20,552 +68%
FTUS
14
Flow Traders U.S.
New York
$2.37M +$2.28M +42,929 +945%
Creative Planning
15
Creative Planning
Kansas
$2.07M +$76.4K +1,436 +4%
CF
16
Centaurus Financial
California
$2.02M -$751K -14,124 -26%
Bank of America
17
Bank of America
North Carolina
$1.8M -$107K -2,007 -5%
CAN
18
Cetera Advisor Networks
California
$1.68M -$962K -18,087 -35%
RJA
19
Raymond James & Associates
Florida
$1.66M +$149K +2,796 +9%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.31M – – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.25M -$4.5M -84,617 -77%
CC
22
Courier Capital
New York
$1.23M +$10K +188 +0.8%
BG
23
Benedetti & Gucer
Georgia
$1.21M -$94.5K -1,777 -7%
ARC
24
Advisor Resource Council
Texas
$1.03M +$1.09M +20,569 New
UBS Group
25
UBS Group
Switzerland
$896K -$176K -3,302 -16%
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