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Northern Trust Quality Dividend Defensive ETF
QDEF

Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$171M +$857K +19,428 +0.5%
3AM
2
3D Asset Management
Connecticut
$28.5M +$93.1K +2,111 +0.3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.36M +$1.92M +43,556 +37%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.47M +$3.53M +80,043 +1,039%
Ameriprise
5
Ameriprise
Minnesota
$3.06M -$300K -6,790 -8%
Morgan Stanley
6
Morgan Stanley
New York
$2.47M +$1.61M +36,549 +142%
AI
7
Atria Investments
North Carolina
$2.15M +$2.18M +49,505 +1,020%
LPL Financial
8
LPL Financial
California
$2.01M +$470K +10,664 +27%
LNB
9
Ledyard National Bank
$1.99M +$176K +4,000 +9%
UBS Group
10
UBS Group
Switzerland
$1.9M +$1.06M +24,127 +101%
MWM
11
Merriman Wealth Management
Washington
$1.18M -$62.5K -1,416 -5%
William Blair & Company
12
William Blair & Company
Illinois
$1.14M +$88.2K +2,000 +8%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.09M -$155K -3,519 -11%
CAN
14
Cetera Advisor Networks
California
$1.03M +$121K +2,742 +12%
Citadel Advisors
15
Citadel Advisors
Florida
$963K +$1.07M +24,357 New
ECG
16
Edge Capital Group
Georgia
$622K +$694K +15,735 New
Bank of America
17
Bank of America
North Carolina
$531K -$31.5K -714 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$523K +$584K +13,229 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$502K -$19.1K -432 -3%
SPC
20
Sigma Planning Corp
Michigan
$459K -$79K -1,791 -13%
CC
21
Courier Capital
New York
$346K -$21.1K -478 -5%
SWP
22
Stratos Wealth Partners
Ohio
$332K +$113K +2,557 +44%
FNBT
23
FineMark National Bank & Trust
Florida
$329K – – –
WIA
24
World Investment Advisors
California
$238K +$244K +5,530 New
FAAS
25
First Allied Advisory Services
California
$233K +$50.7K +1,149 +24%
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