3D Asset Management’s Northern Trust Quality Dividend Defensive ETF QDEF Stock Holding History

3D Asset Management’s Portfolio QDEF Stock Details QDEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$32.7M	Sell	740,612 -30,972	-4%	-$1.37M	9.11%	3
2020 Q2	$32.3M	Sell	771,584 -47,826	-6%	-$1.94M	8.99%	4
2020 Q1	$29.8M	Buy	819,410 +131,099	+19%	+$5.81M	8.88%	3
2019 Q4	$32.9M	Sell	688,311 -7,571	-1%	-$353K	7.62%	4
2019 Q3	$31.8M	Buy	695,882 +11,185	+2%	+$506K	7.59%	3
2019 Q2	$30.8M	Sell	684,697 -39,791	-5%	-$1.78M	7.5%	5
2019 Q1	$32.3M	Buy	724,488 +3,207	+0.4%	+$137K	7.62%	5
2018 Q4	$28.5M	Buy	721,281 +2,111	+0.3%	+$93.1K	7.35%	5
2018 Q3	$33.7M	Buy	719,170 +6,935	+1%	+$321K	7.62%	5
2018 Q2	$31.7M	Sell	712,235 -3,840	-0.5%	-$170K	7.59%	4
2018 Q1	$30.7M	Sell	716,075 -8,732	-1%	-$386K	7.26%	6
2017 Q4	$32M	Sell	724,807 -4,810	-0.7%	-$206K	7.44%	6
2017 Q3	$30.3M	Buy	729,617 +36,585	+5%	+$1.5M	7.21%	6
2017 Q2	$28.1M	Sell	693,032 -1,728	-0.2%	-$69.6K	7.14%	6
2017 Q1	$27.9M	Buy	694,760 +24,003	+4%	+$951K	7.22%	5
2016 Q4	$26M	Buy	670,757 +5,313	+0.8%	+$201K	6.94%	5
2016 Q3	$25M	Buy	665,444 +4,243	+0.6%	+$160K	6.72%	3
2016 Q2	$24.4M	Sell	661,201 -19,023	-3%	-$687K	6.79%	3
2016 Q1	$24.5M	Sell	680,224 -76,495	-10%	-$2.6M	6.97%	3
2015 Q4	$26.2M	Sell	756,719 -17,617	-2%	-$621K	7.81%	2
2015 Q3	$25.9M	Buy	774,336 +32,385	+4%	+$1.13M	7.85%	2
2015 Q2	$26.4M	Buy	741,951 +13,059	+2%	+$478K	7.91%	2
2015 Q1	$26.5M	Sell	728,892 -26,379	-3%	-$956K	8%	2
2014 Q4	$27.1M	Buy	755,271 +283,208	+60%	+$9.9M	8.27%	2
2014 Q3	$16.1M	Buy	+472,063	New	+$16.1M	4.88%	7

Other funds holding QDEF

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

RVW Wealth Los Angeles, California $1.52B AUM 23.06% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

3D Asset Management's QDEF Position: Q3 2020 in Review

3D Asset Management reduced its Northern Trust Quality Dividend Defensive ETF (QDEF) stake by 4% in Q3 2020, selling an estimated $1.37M and leaving 740,612 shares worth $32.7M. The position accounts for 9.11% of the portfolio, ranked #3.

3D Asset Management first reported a position in QDEF in Q3 2014 and has held it in 25 quarters since. The position peaked at $33.7M in Q3 2018. 69 funds tracked by Wall St. Rank hold QDEF as of Q3 2020.

3D Asset Management held 740,612 shares of Northern Trust Quality Dividend Defensive ETF worth $32.7M as of Q3 2020.
3D Asset Management sold 30,972 Northern Trust Quality Dividend Defensive ETF shares in Q3 2020, an estimated $1.37M.
Northern Trust Quality Dividend Defensive ETF made up 9.11% of 3D Asset Management's portfolio in Q3 2020, its #3 holding.
3D Asset Management first reported a position in Northern Trust Quality Dividend Defensive ETF in Q3 2014 and has held it in 25 quarters since.
3D Asset Management's Northern Trust Quality Dividend Defensive ETF position peaked at $33.7M in Q3 2018.
69 funds tracked by Wall St. Rank held Northern Trust Quality Dividend Defensive ETF as of Q3 2020.

Based on 3D Asset Management's 13F filing for Q3 2020, filed 9 Nov 2020.