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FlexShares Quality Dividend Defensive Index Fund

26 hedge funds and large institutions have $221M invested in FlexShares Quality Dividend Defensive Index Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

367% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 3

24% more funds holding

Funds holding: 2126 (+5)

10% more capital invested

Capital invested by funds: $200M → $221M (+$20.9M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.54% less ownership

Funds ownership: 90.91%88.37% (-2.5%)

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
14
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$165M +$11M +291,267 +7%
3AM
2
3D Asset Management
Connecticut
$25M +$160K +4,243 +0.6%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.71M +$406K +10,756 +4%
Ameriprise
4
Ameriprise
Minnesota
$3.57M +$3.58M +94,865 New
LNB
5
Ledyard National Bank
$3.02M -$210K -5,570 -6%
Bank of America
6
Bank of America
North Carolina
$2.9M +$87.1K +2,308 +3%
AI
7
Atria Investments
North Carolina
$1.66M +$442K +11,712 +36%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.55M +$138K +3,652 +10%
Jane Street
9
Jane Street
New York
$1.47M +$985K +26,092 +200%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.4M -$179K -4,740 -11%
LPL Financial
11
LPL Financial
California
$1.16M -$168K -4,440 -12%
CWM
12
Concert Wealth Management
California
$860K +$1.43M +37,826 New
UBS Group
13
UBS Group
Switzerland
$785K +$21K +556 +3%
SPC
14
Sigma Planning Corp
Michigan
$631K
Morgan Stanley
15
Morgan Stanley
New York
$409K +$297K +7,877 +263%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$256K +$302 +8 +0.1%
CC
17
Courier Capital
New York
$220K +$7.55K +200 +4%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$220K +$220K +5,837 New
PMFA
19
Plante Moran Financial Advisors
Michigan
$111K +$27K +715 +32%
IA
20
IFP Advisors
Florida
$80K +$80.6K +2,136 New
AG
21
Advisor Group
Arizona
$65K +$22.6K +600 +54%
SEI Investments
22
SEI Investments
Pennsylvania
$13K +$13.5K +358 New
US Bancorp
23
US Bancorp
Minnesota
$12K +$11.6K +307 New
GI
24
Gradient Investments
Minnesota
$8K +$7.55K +200 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$6K +$38 +1 +0.6%

QDEF Hedge Fund Activity: Q3 2016 in Review

26 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in FlexShares Quality Dividend Defensive Index Fund (QDEF) for Q3 2016, worth a combined $221M — up 10% from $200M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QDEF positions and 1 closed out — a net gain of 6 holders — while 14 added to existing stakes and 3 trimmed.

The largest buyer was Northern Trust, adding an estimated $11M. The largest seller was Ledyard National Bank, cutting an estimated $210K.

  • 26 institutional investors held FlexShares Quality Dividend Defensive Index Fund (QDEF) as of Q3 2016, up from 21 in Q2 2016.
  • Funds reported $221M of FlexShares Quality Dividend Defensive Index Fund stock for Q3 2016, up 10% quarter-over-quarter.
  • 7 funds opened new FlexShares Quality Dividend Defensive Index Fund positions in Q3 2016 and 1 closed out, a net change of +6 holders.
  • The largest FlexShares Quality Dividend Defensive Index Fund buyer in Q3 2016 was Northern Trust, an estimated $11M added.
  • The largest FlexShares Quality Dividend Defensive Index Fund seller in Q3 2016 was Ledyard National Bank, an estimated $210K sold.

Based on aggregated 13F filings for Q3 2016.