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FlexShares Quality Dividend Defensive Index Fund

41 hedge funds and large institutions have $234M invested in FlexShares Quality Dividend Defensive Index Fund in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

8% more funds holding

Funds holding: 3841 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.87% less ownership

Funds ownership: 79.04%77.18% (-1.9%)

11% less capital invested

Capital invested by funds: $263M → $234M (-$29.2M)

Holders
41
Holders Change
+3
Holders Change %
+7.89%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
17
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$171M +$857K +19,428 +0.5%
3AM
2
3D Asset Management
Connecticut
$28.5M +$93.1K +2,111 +0.3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$6.36M +$1.92M +43,556 +37%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.47M +$3.53M +80,043 +1,039%
Ameriprise
5
Ameriprise
Minnesota
$3.06M -$300K -6,790 -8%
Morgan Stanley
6
Morgan Stanley
New York
$2.47M +$1.61M +36,549 +142%
AI
7
Atria Investments
North Carolina
$2.15M +$2.18M +49,505 +1,020%
LPL Financial
8
LPL Financial
California
$2.01M +$470K +10,664 +27%
LNB
9
Ledyard National Bank
$1.99M +$176K +4,000 +9%
UBS Group
10
UBS Group
Switzerland
$1.9M +$1.06M +24,127 +101%
MWM
11
Merriman Wealth Management
Washington
$1.18M -$62.5K -1,416 -5%
William Blair & Company
12
William Blair & Company
Illinois
$1.14M +$88.2K +2,000 +8%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.09M -$155K -3,519 -11%
CAN
14
Cetera Advisor Networks
California
$1.03M +$121K +2,742 +12%
Citadel Advisors
15
Citadel Advisors
Florida
$963K +$1.07M +24,357 New
ECG
16
Edge Capital Group
Georgia
$622K +$694K +15,735 New
Bank of America
17
Bank of America
North Carolina
$531K -$31.5K -714 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$523K +$584K +13,229 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$502K -$19.1K -432 -3%
SPC
20
Sigma Planning Corp
Michigan
$459K -$79K -1,791 -13%
CC
21
Courier Capital
New York
$346K -$21.1K -478 -5%
SWP
22
Stratos Wealth Partners
Ohio
$332K +$113K +2,557 +44%
FNBT
23
FineMark National Bank & Trust
Florida
$329K
WIA
24
World Investment Advisors
California
$238K +$244K +5,530 New
FAAS
25
First Allied Advisory Services
California
$233K +$50.7K +1,149 +24%

QDEF Hedge Fund Activity: Q4 2018 in Review

41 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in FlexShares Quality Dividend Defensive Index Fund (QDEF) for Q4 2018, worth a combined $234M — down 11% from $263M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new QDEF positions and 3 closed out — a net gain of 3 holders — while 17 added to existing stakes and 8 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $3.53M. The largest seller was Jane Street, exiting entirely with an estimated $1.05M sold.

  • 41 institutional investors held FlexShares Quality Dividend Defensive Index Fund (QDEF) as of Q4 2018, up from 38 in Q3 2018.
  • Funds reported $234M of FlexShares Quality Dividend Defensive Index Fund stock for Q4 2018, down 11% quarter-over-quarter.
  • 6 funds opened new FlexShares Quality Dividend Defensive Index Fund positions in Q4 2018 and 3 closed out, a net change of +3 holders.
  • The largest FlexShares Quality Dividend Defensive Index Fund buyer in Q4 2018 was Commonwealth Equity Services, an estimated $3.53M added.
  • The largest FlexShares Quality Dividend Defensive Index Fund seller in Q4 2018 was Jane Street, an estimated $1.05M sold.

Based on aggregated 13F filings for Q4 2018.