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Northern Trust Quality Dividend Defensive ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$151M +$18.6M +513,849 +14%
3AM
2
3D Asset Management
Connecticut
$24.4M -$687K -19,023 -3%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$9.13M -$572K -15,842 -6%
LNB
4
Ledyard National Bank
$3.17M -$134K -3,700 -4%
Bank of America
5
Bank of America
North Carolina
$2.75M +$484K +13,386 +22%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.55M +$1.52M +42,062 New
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.39M +$37.1K +1,026 +3%
LPL Financial
8
LPL Financial
California
$1.33M -$746K -20,655 -37%
AI
9
Atria Investments
North Carolina
$1.21M +$308K +8,520 +36%
UBS Group
10
UBS Group
Switzerland
$750K -$15.2K -421 -2%
VFS
11
VSR Financial Services
Kansas
$691K +$195K +5,395 +40%
SPC
12
Sigma Planning Corp
Michigan
$619K
Jane Street
13
Jane Street
New York
$481K +$471K +13,028 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$251K +$37K +1,025 +18%
CC
15
Courier Capital
New York
$209K +$204K +5,655 New
Morgan Stanley
16
Morgan Stanley
New York
$110K -$189K -5,226 -64%
PMFA
17
Plante Moran Financial Advisors
Michigan
$83K +$80.9K +2,240 New
AG
18
Advisor Group
Arizona
$40K +$40.3K +1,115 New
Creative Planning
19
Creative Planning
Kansas
$20K
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$6K +$36 +1 +0.6%
SG Americas Securities
21
SG Americas Securities
New York
-$113K -3,130 Closed
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
-$59K -1,635 Closed
AIG
23
American International Group
New York
-$11K -315 Closed