Baker Avenue Asset Management’s Northern Trust Quality Dividend Defensive ETF QDEF Stock Holding History

Baker Avenue Asset Management’s Portfolio QDEF Stock Details QDEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-36,299	Closed	-$1.26M	–	199
2015 Q4	$1.26M	Sell	36,299 -1,400	-4%	-$49.3K	0.18%	83
2015 Q3	$1.26M	Buy	37,699 +13,766	+58%	+$482K	0.22%	73
2015 Q2	$851K	Buy	+23,933	New	+$876K	0.11%	112

Other funds holding QDEF

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Atria Investments Charlotte, North Carolina $9.98B AUM 26.5% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.97B AUM 32.34% 1-Year Est. Return

Baker Avenue Asset Management's QDEF Position: Q1 2016 in Review

Baker Avenue Asset Management sold out of Northern Trust Quality Dividend Defensive ETF (QDEF) in Q1 2016, closing a stake of 36,299 shares — an estimated $1.26M sold.

Baker Avenue Asset Management first reported a position in QDEF in Q2 2015 and held it in 3 quarters. The position peaked at $1.26M in Q3 2015. 20 funds tracked by Wall St. Rank hold QDEF as of Q1 2016.

Baker Avenue Asset Management reported no remaining Northern Trust Quality Dividend Defensive ETF position as of Q1 2016 after selling out during the quarter.
Baker Avenue Asset Management sold 36,299 Northern Trust Quality Dividend Defensive ETF shares in Q1 2016, an estimated $1.26M.
Baker Avenue Asset Management first reported a position in Northern Trust Quality Dividend Defensive ETF in Q2 2015 and held it in 3 quarters.
Baker Avenue Asset Management's Northern Trust Quality Dividend Defensive ETF position peaked at $1.26M in Q3 2015.
20 funds tracked by Wall St. Rank held Northern Trust Quality Dividend Defensive ETF as of Q1 2016.

Based on Baker Avenue Asset Management's 13F filing for Q1 2016, filed 13 May 2016.