|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.94M
|
+$546K
|
+55,711
|
+16%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.39M
|
–
|
–
|
–
|
|
|
3
|
LPL Financial
San Diego,
California
|
$804K
|
–
|
–
|
–
|
|
|
4
|
|
$748K
|
+$237K
|
+24,210
|
+48%
|
|
|
5
|
|
$652K
|
+$35.3K
|
+3,601
|
+6%
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$288K
|
-$1.06M
|
-108,137
|
-79%
|
|
|
7
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$182K
|
-$10K
|
-1,025
|
-5%
|
|
|
8
|
National Planning Corporation
El Segundo,
California
|
$178K
|
–
|
–
|
–
|
|
|
9
|
Hollencrest Capital Management
Newport Beach,
California
|
$140K
|
–
|
–
|
–
|
|
|
10
|
Horizon Kinetics
New York
|
$119K
|
–
|
–
|
–
|
|
|
11
|
Boston Private Bank & Trust
Boston,
Massachusetts
|
$100K
|
–
|
–
|
–
|
|
|
12
|
D.A. Davidson & Co
Great Falls,
Montana
|
$79K
|
+$68.6K
|
+7,000
|
+700%
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
$65K
|
–
|
–
|
–
|
|
|
14
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
$55K
|
–
|
–
|
–
|
|
|
15
|
American International Group
New York
|
$26.2K
|
+$6.15K
|
+628
|
+31%
|
|
|
16
|
|
$5K
|
–
|
–
|
–
|
|
|
17
|
First Foundation Advisors
Irvine,
California
|
–
|
-$1.33M
|
-144,397
|
Closed
|
|
|
18
|
|
–
|
-$537K
|
-58,366
|
Closed
|
|
|
19
|
Northern Trust
Chicago,
Illinois
|
–
|
-$2K
|
-18,200
|
Closed
|
|
|
20
|
SG Americas Securities
New York
|
–
|
-$127K
|
-13,852
|
Closed
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$111K
|
-12,111
|
Closed
|
|
|
22
|
New England Securities
New York
|
–
|
-$6K
|
-628
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$3K
|
-328
|
Closed
|
|
