|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$3.07M
|
-$981K
|
-93,327
|
-25%
|
|
|
2
|
First Foundation Advisors
Irvine,
California
|
$1.04M
|
-$414K
|
-39,381
|
-29%
|
|
|
3
|
|
$916K
|
+$145K
|
+13,772
|
+19%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$865K
|
+$849K
|
+80,752
|
New
|
|
|
5
|
LPL Financial
San Diego,
California
|
$807K
|
-$51K
|
-4,848
|
-6%
|
|
|
6
|
Concert Wealth Management
San Jose,
California
|
$359K
|
–
|
–
|
–
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$320K
|
+$94.6K
|
+9,000
|
+43%
|
|
|
8
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$280K
|
+$1.43K
|
+136
|
+0.5%
|
|
|
9
|
City National Bank
Beverly Hills,
Delaware
|
$177K
|
+$174K
|
+16,519
|
New
|
|
|
10
|
Hollencrest Capital Management
Newport Beach,
California
|
$150K
|
–
|
–
|
–
|
|
|
11
|
National Planning Corporation
El Segundo,
California
|
$145K
|
–
|
–
|
–
|
|
|
12
|
Horizon Kinetics
New York
|
$128K
|
–
|
–
|
–
|
|
|
13
|
Creative Planning
Overland Park,
Kansas
|
$75K
|
+$5.26K
|
+500
|
+8%
|
|
|
14
|
Allworth Financial
Folsom,
California
|
$43K
|
+$42.1K
|
+4,000
|
New
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$24K
|
–
|
–
|
–
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$11K
|
-$25.1K
|
-2,384
|
-70%
|
|
|
17
|
D.A. Davidson & Co
Great Falls,
Montana
|
$10K
|
–
|
–
|
–
|
|
|
18
|
American International Group
New York
|
$6.73K
|
–
|
–
|
–
|
|
|
19
|
|
$5K
|
–
|
–
|
–
|
|
|
20
|
AQR Capital Management
Greenwich,
Connecticut
|
–
|
-$223K
|
-21,418
|
Closed
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$134K
|
-12,904
|
Closed
|
|
|
22
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$57K
|
-5,480
|
Closed
|
|
|
23
|
San Francisco Sentry Investment Group
San Francisco,
California
|
–
|
-$5K
|
-500
|
Closed
|
|
