Citigroup’s PIMCO California Municipal Income Fund III PZC Stock Holding History

Citigroup’s Portfolio PZC Stock Details PZC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-500	Closed	-$5K	–	7641
2015 Q2	$5K	Hold	500	–	–	﹤0.01%	6769
2015 Q1	$5K	Hold	500	–	–	﹤0.01%	6713
2014 Q4	$5K	Hold	500	–	–	﹤0.01%	6672
2014 Q3	$5K	Hold	500	–	–	﹤0.01%	6565
2014 Q2	$5K	Hold	500	–	–	﹤0.01%	6473
2014 Q1	$5K	Hold	500	–	–	﹤0.01%	6592
2013 Q4	$5K	Hold	500	–	–	﹤0.01%	6611
2013 Q3	$5K	Hold	500	–	–	﹤0.01%	6412
2013 Q2	$5K	Buy	+500	New	+$5.37K	﹤0.01%	6314

Other funds holding PZC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

HCM

Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return

Citigroup's PZC Position: Q3 2015 in Review

Citigroup sold out of PIMCO California Municipal Income Fund III (PZC) in Q3 2015, closing a stake of 500 shares — an estimated $5K sold.

Citigroup first reported a position in PZC in Q2 2013 and held it in 9 quarters. The position peaked at $5K in Q2 2015. 15 funds tracked by Wall St. Rank hold PZC as of Q3 2015.

Citigroup reported no remaining PIMCO California Municipal Income Fund III position as of Q3 2015 after selling out during the quarter.
Citigroup sold 500 PIMCO California Municipal Income Fund III shares in Q3 2015, an estimated $5K.
Citigroup first reported a position in PIMCO California Municipal Income Fund III in Q2 2013 and held it in 9 quarters.
Citigroup's PIMCO California Municipal Income Fund III position peaked at $5K in Q2 2015.
15 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q3 2015.

Based on Citigroup's 13F filing for Q3 2015, filed 13 Nov 2015.