Northern Trust
PZC

Northern Trust’s PIMCO California Municipal Income Fund III PZC Stock Holding History

Northern Trust’s Portfolio PZC Stock Details PZC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-18,200
Closed -$2K – 4203
2013
Q4 		$2K Hold
18,200
– – ﹤0.01% 4092
2013
Q3 		$2K Hold
18,200
– – ﹤0.01% 4060
2013
Q2 		$2K Buy
+18,200
New +$196K ﹤0.01% 4079

Other funds holding PZC

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Northern Trust's PZC Position: Q1 2014 in Review

Northern Trust sold out of PIMCO California Municipal Income Fund III (PZC) in Q1 2014, closing a stake of 18,200 shares — an estimated $2K sold.

Northern Trust first reported a position in PZC in Q2 2013 and held it in 3 quarters. The position peaked at $2K in Q4 2013. 16 funds tracked by Wall St. Rank hold PZC as of Q1 2014.

  • Northern Trust reported no remaining PIMCO California Municipal Income Fund III position as of Q1 2014 after selling out during the quarter.
  • Northern Trust sold 18,200 PIMCO California Municipal Income Fund III shares in Q1 2014, an estimated $2K.
  • Northern Trust first reported a position in PIMCO California Municipal Income Fund III in Q2 2013 and held it in 3 quarters.
  • Northern Trust's PIMCO California Municipal Income Fund III position peaked at $2K in Q4 2013.
  • 16 funds tracked by Wall St. Rank held PIMCO California Municipal Income Fund III as of Q1 2014.

Based on Northern Trust's 13F filing for Q1 2014, filed 14 May 2014.