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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
RRA
51
Round Rock Advisors
Connecticut
$1.89M +$350K +5,454 +25%
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$1.66M +$192K +2,985 +14%
VVP
53
Venture Visionary Partners
Ohio
$1.65M +$367K +5,709 +32%
SWASL
54
Spartan Wealth Advisory Services LLC
Michigan
$1.61M +$149K +2,315 +11%
SPC
55
Sigma Planning Corp
Michigan
$1.51M -$64.9K -1,011 -4%
SPIA
56
Steward Partners Investment Advisory
New York
$1.48M +$71.6K +1,115 +6%
SAM
57
Smartleaf Asset Management
Massachusetts
$1.43M
Janney Montgomery Scott
58
Janney Montgomery Scott
Pennsylvania
$1.41M +$217K +3,375 +20%
BIG
59
Brookwood Investment Group
Arizona
$1.4M -$259K -4,035 -17%
AIP
60
Ameritas Investment Partners
Nebraska
$1.39M +$180K +2,802 +16%
CWM
61
Cornerstone Wealth Management
Missouri
$1.18M +$32.2K +501 +3%
LSIA
62
LaSalle St. Investment Advisors
Illinois
$1.01M +$922K +14,346 New
Jane Street
63
Jane Street
New York
$982K +$900K +14,005 New
SSWM
64
Sheets Smith Wealth Management
North Carolina
$884K -$14K -218 -2%
CAM
65
Cozad Asset Management
Illinois
$824K +$385 +6 +0.1%
GJWM
66
Gilliland Jeter Wealth Management
Arkansas
$619K -$28.7K -447 -5%
SFGM
67
Stonebridge Financial Group (Missouri)
Missouri
$611K -$114K -1,767 -17%
SWM
68
SeaCrest Wealth Management
New York
$567K +$73.3K +1,141 +16%
FFA
69
Farther Finance Advisors
California
$557K +$83.8K +1,305 +20%
TFS
70
truNorth Financial Services
Pennsylvania
$556K +$161K +2,499 +46%
SWM
71
SFG Wealth Management
Maryland
$553K +$507K +7,893 New
AAS
72
Ameritas Advisory Services
Nebraska
$523K +$479K +7,454 New
GG
73
Greenwood Gearhart
Arkansas
$511K +$468K +7,281 New
RFN
74
Redwood Financial Network
Ohio
$482K +$93.5K +1,455 +27%
GS
75
GTS Securities
Florida
$476K +$436K +6,791 New