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Principal Exchange-Traded Funds Principal US Small-Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
WAOTB
26
Wealth Advisors of Tampa Bay
Florida
$4.26M -$76.9K -1,293 -2%
ASN
27
Advisory Services Network
Georgia
$3.9M +$3.61M +60,711 +828%
KAS
28
Kestra Advisory Services
Texas
$3.87M +$3.33M +55,902 +479%
GWM
29
Greenwich Wealth Management
Connecticut
$3.81M +$1.39M +23,315 +54%
AWA
30
Arete Wealth Advisors
Illinois
$3.73M +$160K +2,694 +4%
3F
31
360 Financial
Minnesota
$3.03M -$95K -1,596 -3%
FZCM
32
Flynn Zito Capital Management
New York
$2.77M +$2.88M +48,333 New
Citadel Advisors
33
Citadel Advisors
Florida
$2.51M +$1.12M +18,850 +75%
NWA
34
Northwest Wealth Advisors
Washington
$2.16M +$269K +4,514 +14%
PAG
35
Private Advisor Group
New Jersey
$2.1M +$295K +4,961 +16%
CFD
36
Creative Financial Designs
Indiana
$2.02M -$341K -5,734 -14%
NA
37
NewEdge Advisors
Louisiana
$2.02M -$125K -2,093 -6%
IF
38
Integrity Financial
Wyoming
$1.88M +$13K +219 +0.7%
Goldman Sachs
39
Goldman Sachs
New York
$1.82M +$1.65M +27,781 +694%
WIP
40
WealthCare Investment Partners
Rhode Island
$1.63M +$657K +11,035 +65%
CIAS
41
Capital Investment Advisory Services
North Carolina
$1.6M +$274K +4,601 +20%
GF
42
GTS Financial
Minnesota
$1.53M +$1.87M +31,511 New
BIG
43
Brookwood Investment Group
Arizona
$1.38M +$410K +6,887 +40%
SPC
44
Sigma Planning Corp
Michigan
$1.29M +$71.5K +1,202 +6%
MML Investors Services
45
MML Investors Services
Massachusetts
$1.28M +$159K +2,672 +14%
RRA
46
Round Rock Advisors
Connecticut
$1.23M +$997K +16,753 +354%
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$1.19M +$192K +3,227 +18%
SWASL
48
Spartan Wealth Advisory Services LLC
Michigan
$1.18M +$1.22M +20,585 New
WP
49
Walleye Partners
Wisconsin
$1.17M +$1.21M +20,367 New
SAM
50
Smartleaf Asset Management
Massachusetts
$1.15M +$111K +1,864 +10%