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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

40 hedge funds and large institutions have $171M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2025 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

29% more funds holding

Funds holding: 3140 (+9)

9% less capital invested

Capital invested by funds: $188M → $171M (-$17.2M)

10.92% less ownership

Funds ownership: 95.7%84.79% (-11%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
40
Holders Change
+9
Holders Change %
+29.03%
% of All Funds
0.49%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
16
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$55.6M -$9.79M -189,369 -15%
GI
2
Gradient Investments
Minnesota
$55.5M +$1.67M +32,363 +3%
LPL Financial
3
LPL Financial
California
$15.9M +$848K +16,402 +6%
OIA
4
OneDigital Investment Advisors
Kansas
$10.2M +$4.02M +77,718 +65%
GVAG
5
Great Valley Advisor Group
Delaware
$5.36M +$620K +11,991 +13%
VWA
6
Visionary Wealth Advisors
Illinois
$4.8M -$52K -1,005 -1%
NA
7
NewEdge Advisors
Louisiana
$4.14M +$3M +58,081 +260%
Mariner
8
Mariner
Kansas
$2.48M +$1.31M +25,239 +111%
SF
9
Summit Financial
New Jersey
$2.38M +$75K +1,451 +3%
IWC
10
Integrated Wealth Concepts
Massachusetts
$1.77M +$12.1K +233 +0.7%
SCM
11
SOL Capital Management
Maryland
$1.77M +$70.9K +1,370 +4%
BFA
12
Brown Financial Advisors
Ohio
$1.7M -$7.24K -140 -0.4%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.61M +$52.3K +1,011 +3%
PW
14
Paladin Wealth
Minnesota
$1.04M +$8.74K +169 +0.8%
MCA
15
Magnolia Capital Advisors
Mississippi
$930K +$145K +2,794 +18%
MFS
16
Mattson Financial Services
Michigan
$817K -$6.46K -125 -0.8%
GS
17
GTS Securities
New York
$799K +$802K +15,508 New
FSWA
18
Financial Synergies Wealth Advisors
Texas
$745K +$279K +5,395 +59%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$612K -$485K -9,380 -44%
AWM
20
AE Wealth Management
Kansas
$574K -$3K -58 -0.5%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$423K +$425K +8,215 New
Jane Street
22
Jane Street
New York
$327K -$158K -3,052 -32%
JP Morgan Chase
23
JP Morgan Chase
New York
$304K -$705K -13,621 -70%
AWA
24
A4 Wealth Advisors
North Carolina
$302K -$200K -3,858 -40%
MWM
25
MinichMacGregor Wealth Management
New York
$293K -$11.4K -220 -4%

PRFD Hedge Fund Activity: Q4 2025 in Review

40 of the 8,232 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q4 2025, worth a combined $171M — down 9.1% from $188M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PRFD positions and 2 closed out — a net gain of 9 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was OneDigital Investment Advisors, adding an estimated $4.02M. The largest seller was Allianz Investment Management US, exiting entirely with an estimated $18.6M sold.

  • 40 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q4 2025, up from 31 in Q3 2025.
  • Funds reported $171M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q4 2025, down 9.1% quarter-over-quarter.
  • 11 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q4 2025 and 2 closed out, a net change of +9 holders.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q4 2025 was OneDigital Investment Advisors, an estimated $4.02M added.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q4 2025 was Allianz Investment Management US, an estimated $18.6M sold.

Based on aggregated 13F filings for Q4 2025.