PIMCO Preferred and Capital Securities Active Exchange-Traded Fund
PRFD
12 hedge funds and large institutions have $78.9M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 0 reducing their positions, and 1 closing their positions.
400% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 1
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
50% more funds holding
Funds holding: 8 → 12 (+4)
4% more capital invested
Capital invested by funds: $76M → $78.9M (+$2.87M)
0.75% less ownership
Funds ownership: 81.51% → 80.76% (-0.75%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GI
Gradient Investments
Arden Hills,
Minnesota
|
+$2.38M |
| 2 |
SMC
Smith, Moore & Co
Clayton,
Missouri
|
+$876K |
| 3 |
Jane Street
New York
|
+$640K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$461K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
+$86.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
IPW
Impact Partnership Wealth
Marietta,
Georgia
|
-$5.88K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GI
1
Gradient Investments
Arden Hills,
Minnesota
| $73.7M | +$2.38M | +50,892 | +3% |
|
|
MCA
2
Magnolia Capital Advisors
Jackson,
Mississippi
| $1.83M | +$32.7K | +701 | +2% |
|
3
HighTower Advisors
Chicago,
Illinois
| $1.1M | +$51.7K | +1,108 | +5% |
|
|
SMC
4
Smith, Moore & Co
Clayton,
Missouri
| $858K | +$876K | +18,766 | New |
|
|
5
Royal Bank of Canada
Toronto,
Ontario, Canada
| $674K | +$461K | +9,869 | +202% |
|
|
6
Jane Street
New York
| $626K | +$640K | +13,705 | New |
|
|
7
Osaic Holdings
Scottsdale,
Arizona
| $110K | +$86.1K | +1,845 | +329% |
|
8
UBS Group
Zurich,
Switzerland
| $37.1K | +$32.7K | +700 | +625% |
|
|
HFS
9
Hantz Financial Services
Southfield,
Michigan
| $12K | +$12.6K | +271 | New |
|
10
Morgan Stanley
New York
| $6.9K | +$7K | +150 | +15,000% |
|
|
SFC
11
SYM Financial Corp
Winona Lake,
Indiana
| $5.44K | +$5.55K | +119 | New |
|
12
Allianz Asset Management
Munich,
Germany
| $1.19K | +$1.21K | +26 | New |
|
|
IPW
13
Impact Partnership Wealth
Marietta,
Georgia
| – | -$5.88K | -126 | Closed |
|
PRFD Hedge Fund Activity: Q3 2023 in Review
12 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q3 2023, worth a combined $78.9M — up 3.8% from $76M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new PRFD positions and 1 closed out — a net gain of 4 holders — while 7 added to existing stakes and 0 trimmed.
The largest buyer was Gradient Investments, adding an estimated $2.38M. The largest seller was Impact Partnership Wealth, exiting entirely with an estimated $5.88K sold.
- 12 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q3 2023, up from 8 in Q2 2023.
- Funds reported $78.9M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q3 2023, up 3.8% quarter-over-quarter.
- 5 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q3 2023 and 1 closed out, a net change of +4 holders.
- The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q3 2023 was Gradient Investments, an estimated $2.38M added.
- The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q3 2023 was Impact Partnership Wealth, an estimated $5.88K sold.
Based on aggregated 13F filings for Q3 2023.