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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

26 hedge funds and large institutions have $165M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2024 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

44% more capital invested

Capital invested by funds: $114M → $165M (+$50.5M)

24% more funds holding

Funds holding: 2126 (+5)

13.77% more ownership

Funds ownership: 83.28%97.04% (+14%)

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.34%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
9
Increased
10
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$66.1M +$18.9M +371,749 +39%
GI
2
Gradient Investments
Minnesota
$55.3M +$17.1M +336,265 +44%
AIMU
3
Allianz Investment Management US
Minnesota
$18.1M +$18.3M +360,000 New
LPL Financial
4
LPL Financial
California
$12.8M +$476K +9,345 +4%
BFA
5
Brown Financial Advisors
Ohio
$2.22M +$1.32M +25,937 +142%
GS
6
GTS Securities
New York
$1.51M +$1.01M +19,754 +192%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.45M +$23.3K +457 +2%
NA
8
NewEdge Advisors
Louisiana
$1.3M +$1.31M +25,760 New
PW
9
Paladin Wealth
Minnesota
$1.29M +$388K +7,620 +42%
MCA
10
Magnolia Capital Advisors
Mississippi
$1.23M +$46.6K +914 +4%
OIA
11
OneDigital Investment Advisors
Kansas
$973K +$986K +19,342 New
AWM
12
AE Wealth Management
Kansas
$576K -$5.41M -106,076 -90%
OMC
13
Old Mission Capital
Illinois
$573K +$581K +11,400 New
MFS
14
Mattson Financial Services
Michigan
$519K +$46.2K +906 +10%
SCM
15
SOL Capital Management
Maryland
$397K +$403K +7,900 New
Jane Street
16
Jane Street
New York
$217K -$226K -4,438 -51%
Osaic Holdings
17
Osaic Holdings
Arizona
$100K -$22.9K -449 -18%
Bank of America
18
Bank of America
North Carolina
$80.4K +$81.6K +1,600 New
AssetMark Inc
19
AssetMark Inc
California
$62.1K +$62.9K +1,235 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$59K -$379K -7,437 -86%
PTC
21
Private Trust Company
Ohio
$26.1K
UBS Group
22
UBS Group
Switzerland
$14.2K +$14.4K +282 New
CAS
23
Coppell Advisory Solutions
Texas
$12.8K +$12.9K +253 New
Morgan Stanley
24
Morgan Stanley
New York
$7.59K -$3.42K -67 -31%
EWA
25
EverSource Wealth Advisors
Alabama
$5.88K

PRFD Hedge Fund Activity: Q4 2024 in Review

26 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q4 2024, worth a combined $165M — up 44% from $114M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PRFD positions and 4 closed out — a net gain of 5 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $18.9M. The largest seller was AE Wealth Management, cutting an estimated $5.41M.

  • 26 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q4 2024, up from 21 in Q3 2024.
  • Funds reported $165M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q4 2024, up 44% quarter-over-quarter.
  • 9 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q4 2024 and 4 closed out, a net change of +5 holders.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q4 2024 was Allianz Asset Management, an estimated $18.9M added.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q4 2024 was AE Wealth Management, an estimated $5.41M sold.

Based on aggregated 13F filings for Q4 2024.