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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

10 hedge funds and large institutions have $68.5M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2024 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 4 increasing their positions, 4 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $63.2M → $68.5M (+$5.32M)

0% more repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 4

7.83% less ownership

Funds ownership: 83.76%75.93% (-7.8%)

23% less funds holding

Funds holding: 1310 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
10
Holders Change
-3
Holders Change %
-23.08%
% of All Funds
0.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
4
Reduced
4
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$33.8M +$228K +4,686 +0.7%
Allianz Asset Management
2
Allianz Asset Management
Germany
$20M +$14.4M +296,400 +279%
LPL Financial
3
LPL Financial
California
$10.8M +$7.34M +150,515 +226%
MCA
4
Magnolia Capital Advisors
Mississippi
$1.76M -$135K -2,778 -7%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.22M +$30.4K +624 +3%
Jane Street
6
Jane Street
New York
$775K -$13.7M -281,387 -95%
Osaic Holdings
7
Osaic Holdings
Arizona
$121K -$6K -123 -5%
FSWA
8
Financial Synergies Wealth Advisors
Texas
$119K +$117K +2,393 New
Morgan Stanley
9
Morgan Stanley
New York
$7.49K -$7.36K -151 -50%
EWA
10
EverSource Wealth Advisors
Alabama
$5.68K +$5.7K +117 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
-$2.18M -44,996 Closed
SMC
12
Smith, Moore & Co
Missouri
-$1.27M -26,254 Closed
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
-$1.14M -23,400 Closed
UBS Group
14
UBS Group
Switzerland
-$13.2K -273 Closed
DF
15
Dunhill Financial
United Kingdom
-$1.2K -86 Closed

PRFD Hedge Fund Activity: Q1 2024 in Review

10 of the 6,943 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q1 2024, worth a combined $68.5M — up 8.4% from $63.2M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PRFD and 2 opened new positions — a net loss of 3 holders — while 4 trimmed existing stakes and 4 added.

The largest buyer was Allianz Asset Management, adding an estimated $14.4M. The largest seller was Jane Street, cutting an estimated $13.7M.

  • 10 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q1 2024, down from 13 in Q4 2023.
  • Funds reported $68.5M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q1 2024, up 8.4% quarter-over-quarter.
  • 2 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q1 2024 and 5 closed out, a net change of -3 holders.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q1 2024 was Allianz Asset Management, an estimated $14.4M added.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q1 2024 was Jane Street, an estimated $13.7M sold.

Based on aggregated 13F filings for Q1 2024.