LPL Financial’s PIMCO Preferred and Capital Securities Active Exchange-Traded Fund PRFD Stock Holding History

LPL Financial’s Portfolio PRFD Stock Details PRFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$16.5M	Sell	336,969 -4,582	-1%	-$231K	﹤0.01%	1757
2026 Q2	$17.5M	Buy	341,551 +22,587	+7%	+$1.15M	﹤0.01%	1670
2026 Q1	$16.2M	Buy	318,964 +10,279	+3%	+$530K	﹤0.01%	1625
2025 Q4	$15.9M	Buy	308,685 +16,402	+6%	+$848K	﹤0.01%	1565
2025 Q3	$15.1M	Sell	292,283 -19,050	-6%	-$974K	﹤0.01%	1552
2025 Q2	$15.9M	Buy	311,333 +59,362	+24%	+$2.96M	0.01%	1406
2025 Q1	$12.7M	Sell	251,971 -3,316	-1%	-$167K	0.01%	1437
2024 Q4	$12.8M	Buy	255,287 +9,345	+4%	+$476K	0.01%	1359
2024 Q3	$12.7M	Buy	245,942 +12,036	+5%	+$608K	0.01%	1307
2024 Q2	$11.6M	Buy	233,906 +16,742	+8%	+$823K	0.01%	1280
2024 Q1	$10.8M	Buy	217,164 +150,515	+226%	+$7.34M	0.01%	1285
2023 Q4	$3.22M	Buy	+66,649	New	+$3.06M	﹤0.01%	2027

Other funds holding PRFD

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

RFG Advisory Birmingham, Alabama $7.09B AUM 12.79% 1-Year Est. Return

Brighton Jones LLC Seattle, Washington $5.73B AUM 24.99% 1-Year Est. Return

Trek Financial Scottsdale, Arizona $2.16B AUM 42.56% 1-Year Est. Return

Financial Synergies Wealth Advisors Houston, Texas $1.22B AUM 22.8% 1-Year Est. Return

Paladin Wealth Arden Hills, Minnesota $185M AUM 12.33% 1-Year Est. Return

Williams & Novak Westlake Village, California $169M AUM 17.63% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

MinichMacGregor Wealth Management Saratoga Springs, New York $620M AUM 32.35% 1-Year Est. Return

Kelleher Financial Advisors New York $377M AUM 12.39% 1-Year Est. Return

LPL Financial's PRFD Position: Q3 2026 in Review

LPL Financial reduced its PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) stake by 1.3% in Q3 2026, selling an estimated $231K and leaving 336,969 shares worth $16.5M. The position accounts for ﹤0.01% of the portfolio, ranked #1757.

LPL Financial first reported a position in PRFD in Q4 2023 and has held it in 12 quarters since. The position peaked at $17.5M in Q2 2026. 22 funds tracked by Wall St. Rank hold PRFD as of Q3 2026.

LPL Financial held 336,969 shares of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund worth $16.5M as of Q3 2026.
LPL Financial sold 4,582 PIMCO Preferred and Capital Securities Active Exchange-Traded Fund shares in Q3 2026, an estimated $231K.
PIMCO Preferred and Capital Securities Active Exchange-Traded Fund made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #1757 holding.
LPL Financial first reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in Q4 2023 and has held it in 12 quarters since.
LPL Financial's PIMCO Preferred and Capital Securities Active Exchange-Traded Fund position peaked at $17.5M in Q2 2026.
22 funds tracked by Wall St. Rank held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.