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PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

21 hedge funds and large institutions have $114M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2024 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

20% more capital invested

Capital invested by funds: $95M → $114M (+$19.4M)

17% more funds holding

Funds holding: 1821 (+3)

1.46% more ownership

Funds ownership: 81.82%83.28% (+1.5%)

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
8
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
1
Allianz Asset Management
Germany
$48.7M +$8.31M +164,505 +21%
GI
2
Gradient Investments
Minnesota
$39.5M +$1.54M +30,415 +4%
LPL Financial
3
LPL Financial
California
$12.7M +$608K +12,036 +5%
AWM
4
AE Wealth Management
Kansas
$6.07M +$5.53M +109,504 +1,363%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.46M +$33.4K +660 +2%
MCA
6
Magnolia Capital Advisors
Mississippi
$1.21M -$631K -12,482 -35%
BFA
7
Brown Financial Advisors
Ohio
$940K +$71.3K +1,410 +8%
PW
8
Paladin Wealth
Minnesota
$927K +$907K +17,942 New
MAWAG
9
Mid-American Wealth Advisory Group
Missouri
$620K +$231K +4,569 +62%
GS
10
GTS Securities
New York
$531K +$520K +10,283 New
MFS
11
Mattson Financial Services
Michigan
$453K -$1.42K -28 -0.3%
Jane Street
12
Jane Street
New York
$453K +$443K +8,761 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$444K -$2.14M -42,288 -83%
Goldman Sachs
14
Goldman Sachs
New York
$246K -$87.3K -1,728 -27%
Osaic Holdings
15
Osaic Holdings
Arizona
$126K -$32.2K -638 -21%
AWA
16
Authentikos Wealth Advisory
California
$31.6K +$30.9K +611 New
PTC
17
Private Trust Company
Ohio
$26.9K +$26.3K +520 New
Morgan Stanley
18
Morgan Stanley
New York
$11.3K +$3.39K +67 +44%
EWA
19
EverSource Wealth Advisors
Alabama
$6.04K
SPIA
20
Steward Partners Investment Advisory
New York
$2.79K +$2.73K +54 New
CA
21
Continuum Advisory
Idaho
$305 +$303 +6 New
JP Morgan Chase
22
JP Morgan Chase
New York
-$104K -2,099 Closed
TWP
23
Triad Wealth Partners
Kansas
-$62.2K -1,254 Closed
HI
24
Harbour Investments
Wisconsin
-$11K -221 Closed
CAS
25
Coppell Advisory Solutions
Texas
-$993 -20 Closed

PRFD Hedge Fund Activity: Q3 2024 in Review

21 of the 6,965 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q3 2024, worth a combined $114M — up 20% from $95M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PRFD positions and 4 closed out — a net gain of 3 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Allianz Asset Management, adding an estimated $8.31M. The largest seller was Royal Bank of Canada, cutting an estimated $2.14M.

  • 21 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q3 2024, up from 18 in Q2 2024.
  • Funds reported $114M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q3 2024, up 20% quarter-over-quarter.
  • 7 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q3 2024 and 4 closed out, a net change of +3 holders.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q3 2024 was Allianz Asset Management, an estimated $8.31M added.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q3 2024 was Royal Bank of Canada, an estimated $2.14M sold.

Based on aggregated 13F filings for Q3 2024.