We are live on ! Find out more
PRFD icon

PIMCO Preferred and Capital Securities Active Exchange-Traded Fund

13 hedge funds and large institutions have $63.2M invested in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

8% more funds holding

Funds holding: 1213 (+1)

3% more ownership

Funds ownership: 80.76%83.76% (+3%)

20% less capital invested

Capital invested by funds: $78.9M → $63.2M (-$15.7M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
13
Holders Change
+1
Holders Change %
+8.33%
% of All Funds
0.19%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
3
Increased
6
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GI
1
Gradient Investments
Minnesota
$32.7M -$43M -936,185 -58%
Jane Street
2
Jane Street
New York
$14.4M +$13M +283,303 +2,067%
Allianz Asset Management
3
Allianz Asset Management
Germany
$5.15M +$4.89M +106,400 +409,231%
LPL Financial
4
LPL Financial
California
$3.22M +$3.06M +66,649 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.18M +$1.39M +30,246 +205%
MCA
6
Magnolia Capital Advisors
Mississippi
$1.91M -$105K -2,279 -6%
SMC
7
Smith, Moore & Co
Missouri
$1.27M +$344K +7,488 +40%
HighTower Advisors
8
HighTower Advisors
Illinois
$1.16M -$6.89K -150 -0.6%
Bank of Montreal
9
Bank of Montreal
Ontario, Canada
$1.14M +$1.08M +23,400 New
Osaic Holdings
10
Osaic Holdings
Arizona
$124K +$7.03K +153 +6%
Morgan Stanley
11
Morgan Stanley
New York
$14.6K +$6.94K +151 +100%
UBS Group
12
UBS Group
Switzerland
$13.2K -$24.8K -539 -66%
DF
13
Dunhill Financial
United Kingdom
$1.2K +$3.95K +86 New
HFS
14
Hantz Financial Services
Michigan
-$12K -271 Closed
SFC
15
SYM Financial Corp
Indiana
-$5.44K -119 Closed

PRFD Hedge Fund Activity: Q4 2023 in Review

13 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) for Q4 2023, worth a combined $63.2M — down 20% from $78.9M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new PRFD positions and 2 closed out — a net gain of 1 holder — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Jane Street, adding an estimated $13M. The largest seller was Gradient Investments, cutting an estimated $43M.

  • 13 institutional investors held PIMCO Preferred and Capital Securities Active Exchange-Traded Fund (PRFD) as of Q4 2023, up from 12 in Q3 2023.
  • Funds reported $63.2M of PIMCO Preferred and Capital Securities Active Exchange-Traded Fund stock for Q4 2023, down 20% quarter-over-quarter.
  • 3 funds opened new PIMCO Preferred and Capital Securities Active Exchange-Traded Fund positions in Q4 2023 and 2 closed out, a net change of +1 holder.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund buyer in Q4 2023 was Jane Street, an estimated $13M added.
  • The largest PIMCO Preferred and Capital Securities Active Exchange-Traded Fund seller in Q4 2023 was Gradient Investments, an estimated $43M sold.

Based on aggregated 13F filings for Q4 2023.