PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

138 hedge funds and large institutions have $272M invested in Pennant Park Investment Corp in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 42 reducing their positions, and 14 closing their positions.

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
3.68%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
25
Increased
46
Reduced
42
Closed
14
Calls
$87K
Puts
$93K
Net Calls
-$6K
Net Calls Change
+$63K

Top Buyers

1
RFC
1
Russell Frank Company
Washington
$4.19M
2
Invesco
2
Invesco
Georgia
$17.7M
3
DFG
3
Delphi Financial Group
Delaware
$12.7M
4
AAM
4
Advisors Asset Management
Colorado
$27.9M
5
SCM
5
Signia Capital Management
Washington
$1.95M

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$3.49M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.57M
3
DCM
3
Dupont Capital Management
Delaware
$0
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$19.6M
5
CHA
5
Cedar Hill Associates
Illinois
$8.39M
Name Holding Trade Value Shares
Change 		Shares
Change %
SC
101
Sumit Capital
New York
$114K +$114K +11,969 New
WS
102
Wedbush Securities
California
$113K +$11.2K +1,176 +11%
EWM
103
Evercore Wealth Management
New York
$105K -$19.1K -2,000 -15%
TH
104
Timber Hill
Connecticut
$104K +$104K +10,919 New
CA
105
Cetera Advisors
Colorado
$101K -$22.9K -2,388 -18%
HPC
106
HM Payson & Co
Maine
$97K – – –
WSTAM
107
Wilbanks Smith & Thomas Asset Management
Virginia
$95K -$95K -10,000 -50%
WRM
108
Westport Resources Management
Connecticut
$95K -$24.7K -2,600 -21%
DADC
109
D.A. Davidson & Co
Montana
$52K -$41.8K -4,450 -45%
PI
110
PineBridge Investments
New York
$49K +$49K +5,166 New
PG
111
PEAK6 Group
Illinois
$48K +$13.6K +1,417 +40%
AWM
112
AllSquare Wealth Management
New York
$48K +$48K +5,000 New
PFO
113
Pathstone Family Office
New Jersey
$45K +$45K +4,764 New
Creative Planning
114
Creative Planning
Kansas
$40K -$16.3K -1,686 -29%
Bessemer Group
115
Bessemer Group
New Jersey
$38K – – –
FMT
116
First Mercantile Trust
Tennessee
$34K – – –
First Manhattan
117
First Manhattan
New York
$28K – – –
BPBT
118
Boston Private Bank & Trust
Massachusetts
$24K – – –
WEC
119
Winslow Evans & Crocker
Massachusetts
$23.8K – – –
TFA
120
Transamerica Financial Advisors
Florida
$22K -$410K -41,292 -95%
HR
121
Howe & Rusling
New York
$19K – – –
MA
122
MUFG Americas
New York
$19K +$19K +2,000 New
TRCT
123
Tower Research Capital (TRC)
New York
$17K -$20.3K -2,115 -54%
BRWM
124
B. Riley Wealth Management
Tennessee
$14K +$3.48K +373 +33%
KA
125
Klingman & Associates
New York
$14K +$14K +1,538 New
2 3 4
5
6