PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

142 hedge funds and large institutions have $296M invested in Pennant Park Investment Corp in 2014 Q2 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 35 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
142
Holders Change
-6
Holders Change %
-4.05%
% of All Funds
4.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
31
Increased
53
Reduced
35
Closed
37
Calls
$103K
Puts
$512K
Net Calls
-$409K
Net Calls Change
-$224K

Top Buyers

1
Deutsche Bank
Deutsche Bank
Germany
$6.57M
2
AAM
Advisors Asset Management
Colorado
$27.5M
3
PP
Paloma Partners
Connecticut
$3.28M
4
CS
Credit Suisse
Switzerland
$4.5M
5
SCM
Sterneck Capital Management
Missouri
$2.36M

Top Sellers

1
BFA
BlackRock Fund Advisors
California
$0
2
State Street
State Street
Massachusetts
$991K
3
BIT
BlackRock Institutional Trust
California
$0
4
American Century Companies
American Century Companies
Missouri
$0
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$25.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
AL
101
Airain Ltd
Guernsey
$170K -$94.8K -8,249 -36%
KCM
102
Kempner Capital Management
Texas
$167K +$167K +14,600 New
NCMW
103
Northern Capital Management (Wisconsin)
Wisconsin
$161K +$161K +14,008 New
RhumbLine Advisers
104
RhumbLine Advisers
Massachusetts
$160K -$951K -82,897 -86%
WRM
105
Westport Resources Management
Connecticut
$144K -$157K -13,719 -52%
PCM
106
Prelude Capital Management
New York
$143K +$143K +12,500 New
AG
107
Aperio Group
California
$134K +$10.4K +909 +8%
EWM
108
Evercore Wealth Management
New York
$132K +$115K +10,000 +667%
CA
109
Cetera Advisors
Colorado
$130K +$848 +73 +0.7%
RCM
110
Rotella Capital Management
Washington
$130K +$130K +11,343 New
WS
111
Wedbush Securities
California
$124K +$124K +10,799 New
TA
112
Teachers Advisors
New York
$120K -$1.07M -93,372 -90%
NI
113
Numeric Investors
Massachusetts
$116K +$116K +10,100 New
DADC
114
D.A. Davidson & Co
Montana
$114K +$14.8K +1,299 +15%
Axa
115
Axa
France
$94K +$94K +8,200 New
FNBT
116
FineMark National Bank & Trust
Florida
$58K – – –
Ameriprise
117
Ameriprise
Minnesota
$56K +$54K +4,687 +2,678%
Bessemer Group
118
Bessemer Group
New Jersey
$46K – – –
First Manhattan
119
First Manhattan
New York
$34K – – –
BPBT
120
Boston Private Bank & Trust
Massachusetts
$29K – – –
FANJ
121
Financial Architects (New Jersey)
New Jersey
$29K +$29K +2,500 New
Creative Planning
122
Creative Planning
Kansas
$24K -$30.2K -2,580 -56%
BRWM
123
B. Riley Wealth Management
Tennessee
$24K +$12.7K +1,127 +113%
CTC
124
Central Trust Company
Missouri
$23K – – –
HR
125
Howe & Rusling
New York
$23K – – –
3 4
5
6 7