PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

138 hedge funds and large institutions have $272M invested in Pennant Park Investment Corp in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 46 increasing their positions, 42 reducing their positions, and 14 closing their positions.

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
3.68%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.08%
New
25
Increased
46
Reduced
42
Closed
14
Calls
$87K
Puts
$93K
Net Calls
-$6K
Net Calls Change
+$63K

Top Buyers

1
RFC
1
Russell Frank Company
Washington
$4.19M
2
Invesco
2
Invesco
Georgia
$17.7M
3
DFG
3
Delphi Financial Group
Delaware
$12.7M
4
AAM
4
Advisors Asset Management
Colorado
$27.9M
5
SCM
5
Signia Capital Management
Washington
$1.95M

Top Sellers

1
Two Sigma Advisers
1
Two Sigma Advisers
New York
$3.49M
2
Goldman Sachs
2
Goldman Sachs
New York
$1.57M
3
DCM
3
Dupont Capital Management
Delaware
$0
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$19.6M
5
CHA
5
Cedar Hill Associates
Illinois
$8.39M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$2.28M -$244K -25,634 -10%
CS
27
Credit Suisse
Switzerland
$2.26M +$499K +52,333 +28%
ACI
28
Alpha Cubed Investments
California
$2.1M +$27.1K +2,848 +1%
SCM
29
Sterneck Capital Management
Missouri
$1.98M -$66.6K -6,990 -3%
SCM
30
Signia Capital Management
Washington
$1.95M +$1.95M +204,944 New
JIC
31
JRM Investment Counsel
Nebraska
$1.79M +$1.79M +188,002 New
FM
32
Family Management
New York
$1.69M -$188K -19,750 -10%
Stifel Financial
33
Stifel Financial
Missouri
$1.65M -$106K -11,113 -6%
Goldman Sachs
34
Goldman Sachs
New York
$1.57M -$2.2M -231,213 -58%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$1.57M +$550K +57,629 +54%
HB
36
Homrich & Berg
Georgia
$1.5M +$147K +15,473 +11%
Deutsche Bank
37
Deutsche Bank
Germany
$1.4M +$32.6K +3,423 +2%
AIM
38
Allen Investment Management
New York
$1.39M +$1.39M +146,248 New
UBS AM
39
UBS AM
Illinois
$1.32M -$551K -57,780 -29%
TAM
40
Trust Asset Management
Texas
$1.23M +$639K +67,061 +109%
AIG
41
American International Group
New York
$1.21M -$163K -17,134 -12%
SMDAM
42
Sumitomo Mitsui DS Asset Management
Japan
$1.18M -$119K -12,490 -9%
AR
43
Advisory Research
Illinois
$1.18M -$119K -12,490 -9%
ACH
44
ArrowMark Colorado Holdings
Colorado
$1.1M +$823K +86,355 +299%
AW
45
ACG Wealth
Georgia
$1.09M -$303K -31,760 -22%
Robeco Institutional Asset Management
46
Robeco Institutional Asset Management
Netherlands
$1.06M -$28.3K -2,967 -3%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$1.06M +$195K +20,398 +22%
AWS
48
Aris Wealth Services
Pennsylvania
$993K +$993K +104,156 New
Citigroup
49
Citigroup
New York
$959K +$44.5K +4,662 +5%
AG
50
Aperio Group
California
$892K +$735K +77,063 +467%
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