PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $268M invested in Pennant Park Investment Corp in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 42 increasing their positions, 38 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-14
Holders Change %
-9.86%
% of All Funds
3.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
18
Increased
42
Reduced
38
Closed
32
Calls
$98K
Puts
$167K
Net Calls
-$69K
Net Calls Change
+$340K

Top Buyers

1
DFG
Delphi Financial Group
Delaware
$11.6M
2
Two Sigma Advisers
Two Sigma Advisers
New York
$9.92M
3
AAM
Advisors Asset Management
Colorado
$29.5M
4
Two Sigma Investments
Two Sigma Investments
New York
$8.51M
5
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
$2.42M

Top Sellers

1
Northern Trust
Northern Trust
Illinois
$0
2
KCM
Kennedy Capital Management
Missouri
$0
3
Deutsche Bank
Deutsche Bank
Germany
$1.56M
4
PP
Paloma Partners
Connecticut
$0
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$15.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
FM
26
Family Management
New York
$2.15M -$16.4K -1,500 -0.8%
UBS AM
27
UBS AM
Illinois
$2.14M -$15.5K -1,419 -0.7%
VanEck Associates
28
VanEck Associates
New York
$2.03M +$171K +15,664 +9%
CS
29
Credit Suisse
Switzerland
$2.01M -$2.27M -208,239 -53%
Stifel Financial
30
Stifel Financial
Missouri
$2.01M +$159K +14,566 +9%
TC
31
TFS Capital
Pennsylvania
$1.62M -$829K -75,987 -34%
AW
32
ACG Wealth
Georgia
$1.59M +$1.59M +145,695 New
AIG
33
American International Group
New York
$1.58M +$896K +82,151 +132%
Deutsche Bank
34
Deutsche Bank
Germany
$1.56M -$4.69M -430,080 -75%
HB
35
Homrich & Berg
Georgia
$1.55M +$13.9K +1,276 +0.9%
AR
36
Advisory Research
Illinois
$1.49M +$289K +26,510 +24%
SMDAM
37
Sumitomo Mitsui DS Asset Management
Japan
$1.49M +$289K +26,510 +24%
DCM
38
Dupont Capital Management
Delaware
$1.45M +$531K +48,680 +58%
Robeco Institutional Asset Management
39
Robeco Institutional Asset Management
Netherlands
$1.25M +$28.8K +2,637 +2%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$1.17M -$242K -22,135 -17%
Citigroup
41
Citigroup
New York
$1.05M -$5.17K -474 -0.5%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$991K +$104K +9,528 +12%
HighTower Advisors
43
HighTower Advisors
Illinois
$936K +$19.6K +1,797 +2%
SI
44
Stephens Inc
Arkansas
$930K +$9.49K +870 +1%
DC
45
Deere & Company
Illinois
$902K – – –
MNA
46
Manning & Napier Advisors
New York
$827K -$19.8K -1,820 -2%
Citadel Advisors
47
Citadel Advisors
Florida
$823K -$26K -2,381 -3%
GIM
48
Greenwich Investment Management
Connecticut
$784K – – –
TYCC
49
Texas Yale Capital Corp
Florida
$778K +$778K +71,300 New
EVM
50
Eaton Vance Management
Massachusetts
$775K – – –
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