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PNNT

Pennant Park Investment Corp
PNNT

128 hedge funds and large institutions have $328M invested in Pennant Park Investment Corp in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

26% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 39

8% more funds holding

Funds holding: 118 → 128 (+10)

2% less capital invested

Capital invested by funds: $334M → $328M (-$6.83M)

40% less call options, than puts

Call options by funds: $128K | Put options by funds: $215K

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
128
Holders Change
+10
Holders Change %
+8.47%
% of All Funds
4.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
49
Reduced
39
Closed
6
Calls
$128K
Puts
$215K
Net Calls
-$87K
Net Calls Change
-$87K

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$2.8M
2
BFA
BlackRock Fund Advisors
California
+$2.19M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.54M
4
U
UBS
Switzerland
+$1.39M
5
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance)
Ontario, Canada
+$1.35M

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$8.27M
2
AQR Capital Management
AQR Capital Management
Connecticut
-$2.74M
3
SCM
Silver Capital Management
New York
-$2.48M
4
SAM
Selway Asset Management
-$2.1M
5
AIM
ADAR Investment Management
New Jersey
-$2.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$2.93M +$1.54M +134,798 +108%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$2.83M +$49K +4,293 +2%
UBS AM
28
UBS AM
Illinois
$2.72M +$136K +11,947 +5%
BIM
29
BlackRock Investment Management
Delaware
$2.65M +$43.7K +3,834 +2%
Morgan Stanley
30
Morgan Stanley
New York
$2.47M -$890K -78,024 -26%
CS
31
Credit Suisse
Switzerland
$1.7M +$205K +17,969 +14%
SCM
32
Silver Capital Management
New York
$1.67M -$2.48M -217,297 -59%
HB
33
Homrich & Berg
Georgia
$1.65M +$297K +25,992 +22%
DCM
34
Dupont Capital Management
Delaware
$1.43M +$526K +46,129 +57%
California State Teachers Retirement System (CalSTRS)
35
California State Teachers Retirement System (CalSTRS)
California
$1.35M +$43.8K +3,842 +3%
AllianceBernstein
36
AllianceBernstein
Tennessee
$1.28M +$18.4K +1,616 +1%
FM
37
Family Management
New York
$1.26M – – –
AIG
38
American International Group
New York
$1.26M -$14.5K -1,268 -1%
Citigroup
39
Citigroup
New York
$1.23M -$199K -17,454 -14%
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$1.19M +$9.71K +851 +0.8%
Schroder Investment Management Group
41
Schroder Investment Management Group
United Kingdom
$1.16M +$1.07M +93,500 +1,016%
SNC
42
Stifel Nicolaus & Co
Missouri
$1.09M +$92.6K +8,120 +9%
Charles Schwab
43
Charles Schwab
California
$1.03M – – –
TA
44
Teachers Advisors
New York
$1.02M +$54.9K +4,813 +6%
HNB
45
Huntington National Bank
Ohio
$1.01M – – –
Two Sigma Advisers
46
Two Sigma Advisers
New York
$970K +$982K +86,083 New
VanEck Associates
47
VanEck Associates
New York
$932K +$222K +19,493 +31%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$926K -$34.2K -3,000 -4%
HighTower Advisors
49
HighTower Advisors
Illinois
$879K -$4.79K -420 -0.5%
SI
50
Stephens Inc
Arkansas
$869K -$27.6K -2,421 -3%
1
2
3 4 5

PNNT Hedge Fund Activity: Q3 2013 in Review

128 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Pennant Park Investment Corp (PNNT) for Q3 2013, worth a combined $328M — down 2% from $334M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PNNT positions and 6 closed out — a net gain of 11 holders — while 49 added to existing stakes and 39 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $2.8M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $8.27M sold.

  • 128 institutional investors held Pennant Park Investment Corp (PNNT) as of Q3 2013, up from 118 in Q2 2013.
  • Funds reported $328M of Pennant Park Investment Corp stock for Q3 2013, down 2% quarter-over-quarter.
  • 17 funds opened new Pennant Park Investment Corp positions in Q3 2013 and 6 closed out, a net change of +11 holders.
  • The largest Pennant Park Investment Corp buyer in Q3 2013 was Advisors Asset Management, an estimated $2.8M added.
  • The largest Pennant Park Investment Corp seller in Q3 2013 was Sit Investment Associates, an estimated $8.27M sold.

Based on aggregated 13F filings for Q3 2013.