PNNT

Pennant Park Investment Corp
PNNT

Overview Fund Activity

128 hedge funds and large institutions have $328M invested in Pennant Park Investment Corp in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 49 increasing their positions, 39 reducing their positions, and 6 closing their positions.

Holders
128
Holders Change
+10
Holders Change %
+8.47%
% of All Funds
4.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
17
Increased
49
Reduced
39
Closed
6
Calls
$128K
Puts
$215K
Net Calls
-$87K
Net Calls Change
-$87K

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$21M
2
BFA
2
BlackRock Fund Advisors
California
$21.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$2.93M
4
U
4
UBS
Switzerland
$21.1M
5
Schroder Investment Management Group
5
Schroder Investment Management Group
United Kingdom
$1.16M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$0
2
AQR Capital Management
2
AQR Capital Management
Connecticut
$2.93M
3
SCM
3
Silver Capital Management
New York
$1.67M
4
AIM
4
ADAR Investment Management
New Jersey
$0
5
SAM
5
Selway Asset Management
$571K
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Investments
26
Two Sigma Investments
New York
$2.93M +$1.52M +134,798 +108%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$2.83M +$48.4K +4,293 +2%
UBS AM
28
UBS AM
Illinois
$2.72M +$134K +11,947 +5%
BIM
29
BlackRock Investment Management
Delaware
$2.65M +$43.3K +3,834 +2%
Morgan Stanley
30
Morgan Stanley
New York
$2.47M -$880K -78,024 -26%
CS
31
Credit Suisse
Switzerland
$1.7M +$203K +17,969 +14%
SCM
32
Silver Capital Management
New York
$1.67M -$2.45M -217,297 -59%
HB
33
Homrich & Berg
Georgia
$1.65M +$293K +25,992 +22%
DCM
34
Dupont Capital Management
Delaware
$1.43M +$519K +46,129 +57%
California State Teachers Retirement System (CalSTRS)
35
California State Teachers Retirement System (CalSTRS)
California
$1.35M +$43.3K +3,842 +3%
AllianceBernstein
36
AllianceBernstein
Tennessee
$1.28M +$18.2K +1,616 +1%
FM
37
Family Management
New York
$1.26M – – –
AIG
38
American International Group
New York
$1.26M -$14.3K -1,268 -1%
Citigroup
39
Citigroup
New York
$1.23M -$197K -17,454 -14%
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$1.19M +$9.59K +851 +0.8%
Schroder Investment Management Group
41
Schroder Investment Management Group
United Kingdom
$1.16M +$1.05M +93,500 +1,016%
SNC
42
Stifel Nicolaus & Co
Missouri
$1.09M +$91.6K +8,120 +9%
Charles Schwab
43
Charles Schwab
California
$1.03M – – –
TA
44
Teachers Advisors
New York
$1.02M +$54.2K +4,813 +6%
HNB
45
Huntington National Bank
Ohio
$1.01M – – –
Two Sigma Advisers
46
Two Sigma Advisers
New York
$970K +$970K +86,083 New
VanEck Associates
47
VanEck Associates
New York
$932K +$220K +19,493 +31%
LTFS
48
Ladenburg Thalmann Financial Services
Florida
$926K -$33.8K -3,000 -4%
HighTower Advisors
49
HighTower Advisors
Illinois
$879K -$4.74K -420 -0.5%
SI
50
Stephens Inc
Arkansas
$869K -$27.3K -2,421 -3%
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