PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$324K -$93.8K -7,903 -23%
Bank of Montreal
27
Bank of Montreal
Ontario, Canada
$318K +$291K +24,554 +1,228%
UBS Group
28
UBS Group
Switzerland
$308K -$698K -58,863 -70%
WS
29
Wedbush Securities
California
$275K – – –
Ameriprise
30
Ameriprise
Minnesota
$261K -$706K -59,523 -73%
NL
31
NWAM LLC
Washington
$232K – – –
ICM
32
Ionic Capital Management
New York
$178K +$177K +14,900 New
RJA
33
Raymond James & Associates
Florida
$159K -$29.7K -2,507 -16%
CCP
34
Corient Capital Partners
California
$146K – – –
GWM
35
Greenwich Wealth Management
Connecticut
$143K – – –
HK
36
Horizon Kinetics
New York
$141K -$169K -14,260 -55%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$129K +$128K +10,764 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$97K – – –
USGIU
39
U.S. Global Investors (USGI)
Texas
$97K – – –
AG
40
Advisor Group
Arizona
$94K -$5.77K -486 -6%
PCM
41
Penserra Capital Management
California
$69K +$65.5K +5,520 +1,542%
GWM
42
Geneos Wealth Management
Colorado
$59K – – –
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$36K – – –
IA
44
IFP Advisors
Florida
$34K -$4.15K -350 -11%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$33K +$27.5K +2,319 +526%
CPIG
46
Chicago Partners Investment Group
Illinois
$29K +$28.8K +2,431 New
WAM
47
Wolverine Asset Management
Illinois
$25K -$273K -22,979 -92%
TSW
48
Thompson Siegel & Walmsley
Virginia
$24K +$24.1K +2,028 New
WAM
49
Watermark Asset Management
California
$17K – – –
WIM
50
Westside Investment Management
California
$12K – – –