PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$401K +$25.9K +2,231 +7%
UBS Group
27
UBS Group
Switzerland
$282K -$153K -13,137 -35%
PIA
28
Peachtree Investment Advisors
Georgia
$239K – – –
WS
29
Wedbush Securities
California
$205K +$70 +6 +0%
Wells Fargo
30
Wells Fargo
California
$187K -$7.2K -620 -4%
LCM
31
Landscape Capital Management
New Jersey
$149K +$152K +13,078 New
SWP
32
Stratos Wealth Partners
Ohio
$147K -$4.99K -430 -3%
DA
33
Doliver Advisors
Texas
$122K +$124K +10,699 New
USGIU
34
U.S. Global Investors (USGI)
Texas
$91K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$78K +$5.59K +482 +7%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$53K +$21.8K +1,880 +68%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$23K – – –
MFS
38
MSI Financial Services
Massachusetts
$12K +$580 +50 +5%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$11K – – –
CTB
40
Country Trust Bank
Illinois
$11K +$11.6K +1,000 New
RIA
41
Regal Investment Advisors
Michigan
$2K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$1K – – –
US Bancorp
43
US Bancorp
Minnesota
$1K +$998 +86 New
AIG
44
American International Group
New York
$740 – – –
TFCM
45
Taylor Frigon Capital Management
Arizona
– -$1.86M -159,983 Closed
Citigroup
46
Citigroup
New York
– -$236K -20,332 Closed
SFS
47
Shaker Financial Services
Virginia
– -$215K -18,500 Closed
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
– -$118K -10,152 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$42K -3,575 Closed
CFA
50
Carroll Financial Associates
North Carolina
– +$70 +6 New