PHD

Pioneer Floating Rate Fund

Delisted

PHD was delisted on the 10th of October, 2025.

Name Holding Trade Value Shares
Change
Change in
Stake
CC
26
Caxton Corporation
New Jersey
$382K +$375K +32,874 New
PIA
27
Peachtree Investment Advisors
Georgia
$244K – – –
Citigroup
28
Citigroup
New York
$236K +$193K +16,946 +500%
YMRC
29
Yorktown Management & Research Company
Virginia
$227K +$222K +19,500 New
SFS
30
Shaker Financial Services
Virginia
$215K +$211K +18,500 New
WS
31
Wedbush Securities
California
$209K +$228 +20 +0.1%
Wells Fargo
32
Wells Fargo
California
$198K -$34.7K -3,045 -15%
SWP
33
Stratos Wealth Partners
Ohio
$157K -$1.14K -100 -0.7%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$118K +$388 +34 +0.3%
USGIU
35
U.S. Global Investors (USGI)
Texas
$93K – – –
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$75K -$9.4K -824 -11%
TRCT
37
Tower Research Capital (TRC)
New York
$42K +$40.8K +3,575 New
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$32K +$14.2K +1,248 +83%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$23K – – –
MFS
40
MSI Financial Services
Massachusetts
$12K +$11.4K +999 New
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$11K – – –
RIA
42
Regal Investment Advisors
Michigan
$2K – – –
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$1K +$1.25K +110 New
AIG
44
American International Group
New York
$756 -$14.4K -1,259 -95%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
– -$609K -53,474 Closed
AQR Capital Management
46
AQR Capital Management
Connecticut
– -$598K -52,529 Closed
ACM
47
Aviance Capital Management
Florida
– -$562K -49,374 Closed
VKH
48
Virtu KCG Holdings
New York
– -$544K -47,814 Closed
SG Americas Securities
49
SG Americas Securities
New York
– -$461K -40,529 Closed
CAS
50
CTC Alternative Strategies
Illinois
– -$304K -26,700 Closed