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PHD

Pioneer Floating Rate Fund
PHD

Delisted

PHD was delisted on the 10th of October, 2025.

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56 hedge funds and large institutions have $100M invested in Pioneer Floating Rate Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% more capital invested

Capital invested by funds: $94.6M → $100M (+$5.45M)

2.61% more ownership

Funds ownership: 38.58% → 41.19% (+2.6%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3% less funds holding

Funds holding: 58 → 56 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

20% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 20

Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
16
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
+$6.07M
2
LSPW
Lake Street Private Wealth
Illinois
+$3.33M
3
Invesco
Invesco
Georgia
+$745K
4
TFS
TrustCore Financial Services
Tennessee
+$685K
5
CIA
Capital Investment Advisors
Georgia
+$385K

Top Sellers

Rank Fund Capital Flow
1
CCFM
Clear Creek Financial Management
Washington
-$1.49M
2
WS
Wela Strategies
Georgia
-$824K
3
AC
Almitas Capital
California
-$694K
4
ZA
Zazove Associates
Nevada
-$502K
5
LCM
Landscape Capital Management
New Jersey
-$409K
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
51
Rivernorth Capital Management
Florida
$7.74K +$384K +36,558 +5%
PAM
52
Panagora Asset Management
Massachusetts
$7K +$6.96K +663 New
TC
53
Trust Company
Kansas
$5K +$5.25K +500 New
APA
54
American Portfolios Advisors
New York
$3K +$2.99K +285 New
GI
55
Gradient Investments
Minnesota
$3K – – –
CCFM
56
Clear Creek Financial Management
Washington
– -$1.49M -139,512 Closed
WS
57
Wela Strategies
Georgia
– -$824K -77,071 Closed
AC
58
Almitas Capital
California
– -$694K -64,962 Closed
CS
59
Comerica Securities
Michigan
– -$295K -27,564 Closed
MIG
60
Mariner Investment Group
New York
– -$237K -22,189 Closed
Mercer Global Advisors
61
Mercer Global Advisors
Colorado
– -$187K -17,475 Closed
ESB
62
Essex Savings Bank
Connecticut
– -$106K -5,005 Closed
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
– -$21K -2,000 Closed
RIA
64
Realta Investment Advisors
Delaware
– -$14K -1,224 Closed
Citigroup
65
Citigroup
New York
– -$189 -18 -45%
1 2
3

PHD Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Pioneer Floating Rate Fund (PHD) for Q3 2019, worth a combined $100M — up 5.8% from $94.6M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PHD and 8 opened new positions — a net loss of 2 holders — while 20 trimmed existing stakes and 16 added.

The largest buyer was Saba Capital Management, adding an estimated $6.07M. The largest seller was Clear Creek Financial Management, exiting entirely with an estimated $1.49M sold.

  • 56 institutional investors held Pioneer Floating Rate Fund (PHD) as of Q3 2019, down from 58 in Q2 2019.
  • Funds reported $100M of Pioneer Floating Rate Fund stock for Q3 2019, up 5.8% quarter-over-quarter.
  • 8 funds opened new Pioneer Floating Rate Fund positions in Q3 2019 and 10 closed out, a net change of -2 holders.
  • The largest Pioneer Floating Rate Fund buyer in Q3 2019 was Saba Capital Management, an estimated $6.07M added.
  • The largest Pioneer Floating Rate Fund seller in Q3 2019 was Clear Creek Financial Management, an estimated $1.49M sold.

Based on aggregated 13F filings for Q3 2019.