PFN

PIMCO Income Strategy Fund II
PFN

Overview Fund Activity

60 hedge funds and large institutions have $96M invested in PIMCO Income Strategy Fund II in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 12 closing their positions.

Holders
60
Holders Change
-1
Holders Change %
-1.64%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
19
Reduced
16
Closed
12
Calls
–
Puts
$375K
Net Calls
-$375K
Net Calls Change
-$375K

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$14M
2
Cohen & Steers
2
Cohen & Steers
New York
$9.07M
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$790K
4
Goldman Sachs
4
Goldman Sachs
New York
$554K
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$942K

Top Sellers

1
ACM
1
Advisors Capital Management
New Jersey
$0
2
Invesco
2
Invesco
Georgia
$3.98M
3
Morgan Stanley
3
Morgan Stanley
New York
$3.06M
4
RCM
4
Rivernorth Capital Management
Florida
$12.7M
5
LWM
5
Lyons Wealth Management
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
OIA
51
Optimum Investment Advisors
Illinois
$12K +$12K +1,200 New
WCM
52
Windsor Capital Management
Arizona
$10K – – –
Fifth Third Bancorp
53
Fifth Third Bancorp
Ohio
$10K – – –
WA
54
WFG Advisors
Texas
$7K – – –
Deutsche Bank
55
Deutsche Bank
Germany
$7K +$7K +700 New
SSB
56
Sandy Spring Bank
Maryland
$5K – – –
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$5K – – –
CFA
58
Carroll Financial Associates
North Carolina
$1K – – –
FAM
59
Formidable Asset Management
Ohio
$1K +$1K +18 New
ACM
60
Advisors Capital Management
New Jersey
– -$10.6M -1,007,170 Closed
LWM
61
Lyons Wealth Management
Florida
– -$387K -36,416 Closed
CWM
62
Cabot Wealth Management
Massachusetts
– -$362K -34,435 Closed
SFS
63
Shaker Financial Services
Virginia
– -$347K -33,000 Closed
Jane Street
64
Jane Street
New York
– -$264K -25,057 Closed
MIG
65
Mariner Investment Group
New York
– -$256K -24,300 Closed
PP
66
Paloma Partners
Connecticut
– -$193K -18,300 Closed
PWM
67
ParenteBeard Wealth Management
Pennsylvania
– -$139K -13,234 Closed
IH
68
IFC Holdings
Florida
– -$122K -11,646 Closed
AIG
69
American International Group
New York
– -$10.5K -1,000 Closed
EWM
70
Edge Wealth Management
New York
– -$3K -260 Closed
AC
71
Alexandria Capital
Virginia
– -$1K -128 Closed
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