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PFN

PIMCO Income Strategy Fund II

60 hedge funds and large institutions have $96M invested in PIMCO Income Strategy Fund II in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 16

0.8% less ownership

Funds ownership: 16.14%15.33% (-0.8%)

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

2% less funds holding

Funds holding: 6160 (-1)

8% less capital invested

Capital invested by funds: $104M → $96M (-$8.33M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $375K

Holders
60
Holders Change
-1
Holders Change %
-1.64%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
19
Reduced
16
Closed
12
Calls
Puts
$375K
Net Calls
-$375K
Net Calls Change
-$375K
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$12K +$12.2K +1,200 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$10K
WCM
53
Windsor Capital Management
Arizona
$10K
WA
54
WFG Advisors
Texas
$7K
Deutsche Bank
55
Deutsche Bank
Germany
$7K +$7.09K +700 New
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$5K
SSB
57
Sandy Spring Bank
Maryland
$5K
CFA
58
Carroll Financial Associates
North Carolina
$1K
FAM
59
Formidable Asset Management
Ohio
$1K +$182 +18 New
ACM
60
Advisors Capital Management
New Jersey
-$10.6M -1,007,170 Closed
LWM
61
Lyons Wealth Management
Florida
-$369K -36,416 Closed
CWM
62
Cabot Wealth Management
Massachusetts
-$362K -34,435 Closed
SFS
63
Shaker Financial Services
Virginia
-$347K -33,000 Closed
Jane Street
64
Jane Street
New York
-$264K -25,057 Closed
MIG
65
Mariner Investment Group
New York
-$256K -24,300 Closed
PP
66
Paloma Partners
Connecticut
-$193K -18,300 Closed
PWM
67
ParenteBeard Wealth Management
Pennsylvania
-$139K -13,234 Closed
IH
68
IFC Holdings
Florida
-$122K -11,646 Closed
AIG
69
American International Group
New York
-$10.5K -1,000 Closed
EWM
70
Edge Wealth Management
New York
-$3K -260 Closed
AC
71
Alexandria Capital
Virginia
-$1K -128 Closed
TWA
72
TCI Wealth Advisors
Arizona
+$20 +2 New
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
+$71 +7 New

PFN Hedge Fund Activity: Q3 2013 in Review

60 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund II (PFN) for Q3 2013, worth a combined $96M — down 8% from $104M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFN and 11 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 19 added.

The largest buyer was Guggenheim Capital, adding an estimated $5.61M. The largest seller was Advisors Capital Management, exiting entirely with an estimated $10.6M sold.

  • 60 institutional investors held PIMCO Income Strategy Fund II (PFN) as of Q3 2013, down from 61 in Q2 2013.
  • Funds reported $96M of PIMCO Income Strategy Fund II stock for Q3 2013, down 8% quarter-over-quarter.
  • 11 funds opened new PIMCO Income Strategy Fund II positions in Q3 2013 and 12 closed out, a net change of -1 holder.
  • The largest PIMCO Income Strategy Fund II buyer in Q3 2013 was Guggenheim Capital, an estimated $5.61M added.
  • The largest PIMCO Income Strategy Fund II seller in Q3 2013 was Advisors Capital Management, an estimated $10.6M sold.

Based on aggregated 13F filings for Q3 2013.