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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
51
Raymond James Financial Services Advisors
Florida
$171K – – –
Citigroup
52
Citigroup
New York
$155K -$41.1K -3,040 -22%
Goldman Sachs
53
Goldman Sachs
New York
$142K -$34.7K -2,567 -20%
Envestnet Asset Management
54
Envestnet Asset Management
Illinois
$132K +$38.7K +2,868 +44%
AG
55
Advisor Group
Arizona
$115K – – –
GWM
56
Geneos Wealth Management
Colorado
$87K – – –
Bessemer Group
57
Bessemer Group
New Jersey
$65K +$62.4K +4,624 New
EWM
58
Edge Wealth Management
New York
$28K – – –
Creative Planning
59
Creative Planning
Kansas
$16K – – –
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$14K – – –
ST
61
Sphinx Trading
Illinois
$14K – – –
FWM
62
Focused Wealth Management
New York
$11K – – –
Deutsche Bank
63
Deutsche Bank
Germany
$9K -$4.05K -300 -30%
AP
64
Atwood & Palmer
Missouri
$9K – – –
PCM
65
Penserra Capital Management
California
$6K +$648 +48 +13%
PMFA
66
Plante Moran Financial Advisors
Michigan
$3K – – –
KF
67
Krilogy Financial
Missouri
$1K – – –
KACA
68
Kayne Anderson Capital Advisors
California
– -$416K -31,500 Closed
GH
69
GAM Holding
Switzerland
– -$119K -8,970 Closed
TRCT
70
Tower Research Capital (TRC)
New York
– -$28K -2,143 Closed
MA
71
MUFG Americas
New York
– -$7K -519 Closed
CG
72
Cutler Group
California
– -$3K -300 Closed