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PennantPark Floating Rate Capital

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$677K +$45.6K +3,517 +7%
VEA
27
Virtus ETF Advisers
New York
$646K -$12.2K -939 -2%
Janney Montgomery Scott
28
Janney Montgomery Scott
Pennsylvania
$583K +$21K +1,623 +4%
WS
29
Wedbush Securities
California
$545K +$25.9K +2,000 +5%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$484K -$19.4K -1,500 -4%
OIA
31
Optimum Investment Advisors
Illinois
$468K -$40.8K -3,149 -8%
LPL Financial
32
LPL Financial
California
$446K +$22.1K +1,704 +5%
SFI
33
Susquehanna Fundamental Investments
Pennsylvania
$445K
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$379K -$60.8K -4,695 -14%
TI
35
Tidal Investments
Wisconsin
$352K +$356K +27,486 New
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$306K -$11.1K -857 -3%
PAG
37
Private Advisor Group
New Jersey
$305K +$130K +10,025 +73%
IAIM
38
International Assets Investment Management
Florida
$303K -$33.7K -2,600 -10%
TFA
39
Teamwork Financial Advisors
Texas
$302K +$933 +72 +0.3%
Wells Fargo
40
Wells Fargo
California
$282K +$48.5K +3,739 +20%
JP Morgan Chase
41
JP Morgan Chase
New York
$271K +$49.6K +3,829 +22%
IFG
42
Independent Financial Group
California
$266K
ASN
43
Advisory Services Network
Georgia
$266K +$62.1K +4,796 +30%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$254K +$6.38K +492 +3%
GAMC
45
Garner Asset Management Corp
Texas
$225K
AWM
46
AllSquare Wealth Management
New York
$203K +$3.89K +300 +2%
DC
47
Davenport & Co
Virginia
$191K
Canada Life
48
Canada Life
Manitoba, Canada
$180K +$18K +1,388 +11%
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$163K
RJA
50
Raymond James & Associates
Florida
$162K +$19.6K +1,512 +14%