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AAM Low Duration Preferred and Income Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$204K -$99.2K -5,049 -33%
UBS Group
52
UBS Group
Switzerland
$195K -$749K -38,141 -79%
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$138K -$58.9K -3,000 -30%
ASN
54
Advisory Services Network
Georgia
$130K +$130K +6,622 New
PS
55
Principal Securities
Iowa
$82.8K -$327K -16,663 -80%
Rockefeller Capital Management
56
Rockefeller Capital Management
New York
$51.2K +$51.1K +2,600 New
MPWT
57
MassMutual Private Wealth & Trust
Connecticut
$41.3K
AWM
58
AE Wealth Management
Kansas
$36.4K +$36.3K +1,846 New
FFA
59
Farther Finance Advisors
California
$21.9K +$21.8K +1,111 New
GRP
60
Global Retirement Partners
California
$19.9K +$17.2K +877 +659%
WB
61
Webster Bank
Connecticut
$14.5K
AF
62
Allworth Financial
California
$10.5K
NA
63
NewEdge Advisors
Louisiana
$8.85K
AAM
64
Advisors Asset Management
Colorado
$6.76K +$98 +5 +1%
MWA
65
Medallion Wealth Advisors
Connecticut
$6.76K +$6.74K +343 New
JSAM
66
J. Safra Asset Management
New York
$4.73K +$4.71K +240 New
CA
67
CoreCap Advisors
Michigan
$1.97K
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$1K
JP Morgan Chase
69
JP Morgan Chase
New York
$3
CAG
70
Curtis Advisory Group
California
-$2.64M -134,624 Closed
Mariner
71
Mariner
Kansas
-$2.03M -103,553 Closed
PIWA
72
Prevail Innovative Wealth Advisors
Kansas
-$1.65M -83,901 Closed
Goldman Sachs
73
Goldman Sachs
New York
-$408K -20,808 Closed
IWC
74
Integrated Wealth Concepts
Massachusetts
-$277K -14,124 Closed
CWM
75
Cornerstone Wealth Management
Missouri
-$240K -12,250 Closed