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AAM Low Duration Preferred and Income Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$84.3M -$16M -811,056 -16%
Wells Fargo
2
Wells Fargo
California
$47.2M -$3.07M -155,915 -6%
LPL Financial
3
LPL Financial
California
$14.5M -$4.22M -214,404 -22%
RRWA
4
Rainey & Randall Wealth Advisors
Florida
$11.3M -$1.65M -83,746 -13%
Raymond James Financial
5
Raymond James Financial
Florida
$9.76M -$690K -35,107 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.66M +$2.08M +105,810 +27%
Jane Street
7
Jane Street
New York
$7.58M +$6.19M +314,755 +434%
Wealth Enhancement Advisory Services
8
Wealth Enhancement Advisory Services
Minnesota
$7.26M +$333K +16,929 +5%
Osaic Holdings
9
Osaic Holdings
Arizona
$6.66M -$2.67M -135,688 -29%
LAM
10
L2 Asset Management
Massachusetts
$5.81M +$938K +47,677 +19%
TIA
11
Teucrium Investment Advisors
Vermont
$5.74M +$5.77M +293,586 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$5.01M -$432K -21,975 -8%
SIS
13
Sound Income Strategies
Florida
$4.57M -$198K -10,051 -4%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$3.68M -$1.33M -67,543 -26%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$3.3M +$133K +6,771 +4%
GAM
16
Gotham Asset Management
New York
$2.23M
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.87M -$437K -22,215 -19%
Stifel Financial
18
Stifel Financial
Missouri
$1.57M -$374K -19,040 -19%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.56M -$171K -8,689 -10%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.15M -$106K -5,370 -8%
KAS
21
Kestra Advisory Services
Texas
$962K -$507K -25,768 -34%
IA
22
IFP Advisors
Florida
$945K
BFG
23
Bleakley Financial Group
New Jersey
$895K -$1.57M -79,721 -64%
IWC
24
Integrated Wealth Concepts
Massachusetts
$836K +$840K +42,715 New
HWM
25
HB Wealth Management
Georgia
$829K