Mariner’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Mariner’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-103,553	Closed	-$2.03M	–	3712
2025 Q2	$2.03M	Buy	103,553 +11,100	+12%	+$219K	﹤0.01%	1328
2025 Q1	$1.87M	Buy	92,453 +5,958	+7%	+$123K	﹤0.01%	1280
2024 Q4	$1.78M	Buy	86,495 +12,107	+16%	+$255K	﹤0.01%	1283
2024 Q3	$1.58M	Buy	+74,388	New	+$1.57M	﹤0.01%	1325

Other funds holding PFLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $616M AUM 14.82% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Mariner's PFLD Position: Q3 2025 in Review

Mariner sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q3 2025, closing a stake of 103,553 shares — an estimated $2.03M sold.

Mariner first reported a position in PFLD in Q3 2024 and held it in 4 quarters. The position peaked at $2.03M in Q2 2025. 67 funds tracked by Wall St. Rank hold PFLD as of Q3 2025.

Mariner reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q3 2025 after selling out during the quarter.
Mariner sold 103,553 AAM Low Duration Preferred and Income Securities ETF shares in Q3 2025, an estimated $2.03M.
Mariner first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q3 2024 and held it in 4 quarters.
Mariner's AAM Low Duration Preferred and Income Securities ETF position peaked at $2.03M in Q2 2025.
67 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q3 2025.

Based on Mariner's 13F filing for Q3 2025, filed 14 Nov 2025.