Allworth Financial’s AAM Low Duration Preferred and Income Securities ETF PFLD Stock Holding History

Allworth Financial’s Portfolio PFLD Stock Details PFLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-533	Closed	-$10.4K	–	5286
2025 Q4	$10.4K	Hold	533	–	–	﹤0.01%	3240
2025 Q3	$10.5K	Hold	533	–	–	﹤0.01%	3111
2025 Q2	$10.5K	Hold	533	–	–	﹤0.01%	2871
2025 Q1	$10.6K	Buy	533 +500	+1,515%	+$10.3K	﹤0.01%	2404
2024 Q4	$684	Buy	+33	New	+$694	﹤0.01%	3516

Other funds holding PFLD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LAM

L2 Asset Management Wayland, Massachusetts $963M AUM 38.06% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RRWA

Rainey & Randall Wealth Advisors Celebration, Florida $700M AUM 20.51% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

TIA

Teucrium Investment Advisors Burlington, Vermont $112M AUM

Allworth Financial's PFLD Position: Q1 2026 in Review

Allworth Financial sold out of AAM Low Duration Preferred and Income Securities ETF (PFLD) in Q1 2026, closing a stake of 533 shares — an estimated $10.4K sold.

Allworth Financial first reported a position in PFLD in Q4 2024 and held it in 5 quarters. The position peaked at $10.6K in Q1 2025. 61 funds tracked by Wall St. Rank hold PFLD as of Q1 2026.

Allworth Financial reported no remaining AAM Low Duration Preferred and Income Securities ETF position as of Q1 2026 after selling out during the quarter.
Allworth Financial sold 533 AAM Low Duration Preferred and Income Securities ETF shares in Q1 2026, an estimated $10.4K.
Allworth Financial first reported a position in AAM Low Duration Preferred and Income Securities ETF in Q4 2024 and held it in 5 quarters.
Allworth Financial's AAM Low Duration Preferred and Income Securities ETF position peaked at $10.6K in Q1 2025.
61 funds tracked by Wall St. Rank held AAM Low Duration Preferred and Income Securities ETF as of Q1 2026.

Based on Allworth Financial's 13F filing for Q1 2026, filed 15 May 2026.