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PAI

Western Asset Investment Grade Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$3.2M -$2.89M -209,338 -48%
UBS Group
2
UBS Group
Switzerland
$2.11M +$124K +8,959 +6%
CSIC
3
Clifford Swan Investment Counsel
California
$1.7M -$38.2K -2,771 -2%
SIA
4
SeaBridge Investment Advisors
New Jersey
$1.56M +$79.5K +5,765 +6%
GC
5
Guggenheim Capital
Illinois
$911K -$15.1K -1,092 -2%
GIP
6
Granite Investment Partners
California
$635K +$2.47K +179 +0.4%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$620K +$603K +43,709 New
Bank of America
8
Bank of America
North Carolina
$591K +$184K +13,342 +47%
CIA
9
Capital Investment Advisors
Georgia
$526K +$511K +37,070 New
CRC
10
Curi RMB Capital
Illinois
$410K +$243K +17,636 +157%
LPL Financial
11
LPL Financial
California
$383K -$1.77M -128,401 -83%
Morgan Stanley
12
Morgan Stanley
New York
$355K -$608K -44,116 -64%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$202K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$181K +$176K +12,789 New
SFS
15
Shaker Financial Services
Virginia
$173K +$168K +12,207 New
1CP
16
1607 Capital Partners
Virginia
$172K -$10M -726,437 -98%
PAG
17
Private Advisor Group
New Jersey
$145K -$13.8K -1,000 -9%
PCP
18
Proficio Capital Partners
Massachusetts
$110K
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$106K +$103K +7,506 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$70K +$193 +14 +0.3%
WA
21
WFG Advisors
Texas
$64K
AG
22
Advisor Group
Arizona
$33K +$33.1K +2,400 New
FMP
23
Financial Management Professionals
Texas
$13K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$11K
NFG
25
Next Financial Group
Texas
$7K