|
1
|
1607 Capital Partners
Richmond,
Virginia
|
$12.9M
|
–
|
–
|
–
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$5.27M
|
+$943K
|
+69,706
|
+21%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$3.61M
|
-$1.4M
|
-103,645
|
-27%
|
|
|
4
|
Clifford Swan Investment Counsel
Pasadena,
California
|
$2.21M
|
+$232K
|
+17,125
|
+11%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.93M
|
+$1.08M
|
+79,732
|
+119%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.19M
|
-$76.5K
|
-5,656
|
-6%
|
|
|
7
|
|
$890K
|
+$26.7K
|
+1,973
|
+3%
|
|
|
8
|
Granite Investment Partners
El Segundo,
California
|
$533K
|
-$108K
|
-8,000
|
-16%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$411K
|
+$28.7K
|
+2,122
|
+7%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$410K
|
-$3.72K
|
-275
|
-0.9%
|
|
|
11
|
Landscape Capital Management
Englewood,
New Jersey
|
$298K
|
+$307K
|
+22,674
|
New
|
|
|
12
|
Yorktown Management & Research Company
Forest,
Virginia
|
$216K
|
+$20.3K
|
+1,500
|
+10%
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$187K
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$65K
|
+$5.41K
|
+400
|
+9%
|
|
|
15
|
WFG Advisors
Dallas,
Texas
|
$60K
|
–
|
–
|
–
|
|
|
16
|
Sandy Spring Bank
Olney,
Maryland
|
$18K
|
–
|
–
|
–
|
|
|
17
|
Financial Management Professionals
Austin,
Texas
|
$12K
|
–
|
–
|
–
|
|
|
18
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$11K
|
–
|
–
|
–
|
|
|
19
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$7K
|
–
|
–
|
–
|
|
|
20
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$5K
|
–
|
–
|
–
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$730
|
+54
|
New
|
|
|
22
|
Saba Capital Management
New York
|
–
|
-$289K
|
-20,898
|
Closed
|
|
|
23
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
–
|
-$173K
|
-12,491
|
Closed
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$146K
|
-10,554
|
Closed
|
|
|
25
|
|
–
|
-$10K
|
-688
|
Closed
|
|
