|
1
|
1607 Capital Partners
Richmond,
Virginia
|
$12.8M
|
-$218K
|
-16,467
|
-2%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$5.31M
|
-$217K
|
-16,381
|
-4%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$2.54M
|
-$635K
|
-48,014
|
-20%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$2M
|
-$23.6K
|
-1,783
|
-1%
|
|
|
5
|
Clifford Swan Investment Counsel
Pasadena,
California
|
$1.9M
|
-$162K
|
-12,250
|
-8%
|
|
|
6
|
LPL Financial
San Diego,
California
|
$1.19M
|
+$659K
|
+49,845
|
+120%
|
|
|
7
|
|
$880K
|
-$4.48K
|
-339
|
-0.5%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$780K
|
-$202K
|
-15,260
|
-20%
|
|
|
9
|
Granite Investment Partners
El Segundo,
California
|
$685K
|
+$166K
|
+12,540
|
+31%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$419K
|
+$36.7K
|
+2,773
|
+9%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$185K
|
–
|
–
|
–
|
|
|
12
|
Proficio Capital Partners
Newton,
Massachusetts
|
$97K
|
+$98.4K
|
+7,440
|
New
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$64K
|
+$132
|
+10
|
+0.2%
|
|
|
14
|
WFG Advisors
Dallas,
Texas
|
$59K
|
–
|
–
|
–
|
|
|
15
|
American International Group
New York
|
$16K
|
–
|
–
|
–
|
|
|
16
|
Financial Management Professionals
Austin,
Texas
|
$12K
|
–
|
–
|
–
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$10K
|
–
|
–
|
–
|
|
|
18
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
$7K
|
–
|
–
|
–
|
|
|
19
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$5K
|
–
|
–
|
–
|
|
|
20
|
Yorktown Management & Research Company
Forest,
Virginia
|
–
|
-$218K
|
-16,500
|
Closed
|
|
|
21
|
|
–
|
-$19K
|
-1,439
|
Closed
|
|
