|
1
|
1607 Capital Partners
Richmond,
Virginia
|
$10M
|
-$3.17M
|
-244,857
|
-25%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$5.91M
|
+$350K
|
+27,027
|
+7%
|
|
|
3
|
LPL Financial
San Diego,
California
|
$2.1M
|
+$825K
|
+63,797
|
+70%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$1.9M
|
-$182K
|
-14,111
|
-9%
|
|
|
5
|
Clifford Swan Investment Counsel
Pasadena,
California
|
$1.67M
|
-$303K
|
-23,430
|
-16%
|
|
|
6
|
SeaBridge Investment Advisors
Summit,
New Jersey
|
$1.42M
|
+$1.35M
|
+104,150
|
New
|
|
|
7
|
|
$940K
|
+$20.2K
|
+1,564
|
+2%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$884K
|
+$70.1K
|
+5,421
|
+9%
|
|
|
9
|
Granite Investment Partners
El Segundo,
California
|
$607K
|
-$103K
|
-8,000
|
-15%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$385K
|
-$49.8K
|
-3,849
|
-12%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$193K
|
–
|
–
|
–
|
|
|
12
|
Curi RMB Capital
Chicago,
Illinois
|
$153K
|
+$146K
|
+11,261
|
New
|
|
|
13
|
Private Advisor Group
Morristown,
New Jersey
|
$152K
|
+$145K
|
+11,207
|
New
|
|
|
14
|
Proficio Capital Partners
Newton,
Massachusetts
|
$101K
|
–
|
–
|
–
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$67K
|
+$207
|
+16
|
+0.3%
|
|
|
16
|
WFG Advisors
Dallas,
Texas
|
$62K
|
–
|
–
|
–
|
|
|
17
|
American International Group
New York
|
$18K
|
+$1.29K
|
+100
|
+8%
|
|
|
18
|
Financial Management Professionals
Austin,
Texas
|
$13K
|
–
|
–
|
–
|
|
|
19
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$11K
|
–
|
–
|
–
|
|
|
20
|
|
$10K
|
+$9.26K
|
+716
|
New
|
|
|
21
|
Next Financial Group
Houston,
Texas
|
$6K
|
+$6.47K
|
+500
|
New
|
|
|
22
|
Integrated Wealth Management (Palm Desert)
Palm Desert,
California
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$1K
|
+$957
|
+74
|
New
|
|
|
24
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$2.54M
|
-195,376
|
Closed
|
|
|
25
|
Advantage Investment Management
Cedar Rapids,
Iowa
|
–
|
-$7K
|
-500
|
Closed
|
|
